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DOL 2018 Enforcement Stats Send Wake-up Call for Complacent Fiduciaries
Cohen & Buckmann, P.C.
Apr. 17, 2019
"The [DOL] recovered $1.6 billion in 2018. There were 1329 civil investigations, 64% of which resulted in a monetary recovery or corrective action. 111 of these went into litigation. There were also 268 criminal investigations.... What are some of the issues that might be uncovered by the [DOL]?"
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