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Rep. Waters Seeks to Block SEC Regulation Best Interest
ThinkAdvisor 
June 25, 2019 "House Financial Services Committee Chairwoman Maxine Waters [D-CA] ... offered an amendment to the Financial Services and General Government Appropriations Act of 2020, H.R. 3351, to prohibit the SEC from using funds to enforce Reg BI. The House Rules Committee voted late Monday evening to accept Waters' amendment ... [which] will now be taken up on the House floor as soon as Tuesday.... [The amendment] prohibits the SEC from 'implementing, administering, enforcing or publicizing the final rules and interpretations' of Reg BI, 'The Broker-Dealer Standard of Conduct.' " MORE >> |
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