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Nova 401(k) Associates
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BPAS
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The Pension Source
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Merkley Retirement Consultants
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BPAS
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Distributions Processor - Qualified Retirement Plans Anchor 3(16) Fiduciary Solutions, LLC
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Defined Benefit Specialist II or III Nova 401(k) Associates
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DWC ERISA Consultants LLC
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July Business Services
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Retirement Combo Plan Administrator Heritage Pension Advisors, Inc.
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EPIC RPS
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Compensation Strategies Group, Ltd.
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Advisor's Guide to the SEC's Reg BI and Form CRS
Nerd's Eye View
June 26, 2019
"Ultimately, while Regulation Best Interest did not impose a full fiduciary duty on broker-dealers, it does materially lift the standard of conduct that applies to them, requiring greater disclosures from broker-dealers of their business practices, a requirement for broker-dealers to take active steps to mitigate the conflicts of interest their incentives create for brokers, and an outright ban on certain sales contests, quotas, and similar (and especially problematic) incentives."
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