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SEC Adopts Interpretive Guidance on Investment Adviser Fiduciary Duty
Shearman & Sterling LLP 
[Guidance Overview] June 28, 2019 "As laid out in the Release, an investment adviser's fiduciary duty is broad, applies to the entire adviser-client relationship, and reflects a Congressional intent to 'eliminate, or at least to expose, all conflicts of interest which might incline an investment adviser -- consciously or unconsciously -- to render advice which was not disinterested.' The duty comprises both a duty of care and a duty of loyalty." MORE >> |
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