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Conduct a Self-Audit to Avert ERISA Plan Fiduciary Liability (PDF)
Michelle Capezza via Westminster Consulting 
July 16, 2019 "The scope of a fiduciary self-audit will vary depending on an organization's needs and types of benefit plans, and must be tailored to the situation. A self-audit ... will require development of a road map to collect the requisite materials such as plan documents, meeting minutes, plan reports, plan investment and fee information, investment, trust and service provider agreements and all other necessary plan information." MORE >> |
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