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Massachusetts Rule Would Impose Fiduciary Standard for All Financial Advice
Advisor News 
Dec. 4, 2019 "Massachusetts Secretary of the Commonwealth William Galvin has signed off on a proposed rule that would impose a fiduciary conduct standard for broker-dealers, agents, investment advisers and investment adviser representatives providing financial advice to clients in the state.... A public hearing will be held on the proposal next month ... with adoption to follow as soon as Feb. 1." MORE >> |
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