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Retirement Plan Fiduciaries and the DOL Investment Advice Rules
Warner Norcross + Judd LLP Link to more items from this source
[Guidance Overview]
June 11, 2021

"This guidance offers important takeaways for employer-plan fiduciaries with respect to hiring and monitoring: [1] those who advise you about the investment funds that should be included in the plan; and [2] those who provide advice to participants about their investment fund selection in the plan or on rollovers (e.g., at provider call centers)."  MORE >>

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