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A Peek Inside Brokerage Windows: Industry Provides Input on DOL Advisory Committee's Study
Thompson Hine, via Lexology (free registration required)Link to more items from this source
July 7, 2021

"In 2014, the DOL issued a Request for Information to increase its understanding of the prevalence and role of brokerage windows in self-directed individual account plans, including why and how often brokerage windows are offered and used in ERISA-covered plans.... In connection with the Advisory Council's June 2021 meetings, various industry participants provided input on brokerage windows in participant-directed individual account retirement plans."

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