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Best Interest Standard of Care for Advisors, Part 72: Factors to Evaluate for an IRA-To-IRA Rollover Recommendation
FredReish.comLink to more items from this source
[Guidance Overview]
Nov. 9, 2021

"It is important that financial institutions understand what account types are contemplated by the DOL's exemption, since covered recommendations will be subject to the conditions of the exemption, including the requirement to provide the retirement investor, in writing, with the specific reasons why the rollover (e.g., change of account type) is in the retirement investor's best interest."

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