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DOL Addresses Enforcement of CAA-21 Compensation Disclosure Rules for Brokers and Consultants Under ERISA Section 408(b)(2)
Thomson Reuters Practical Law Link to more items from this source
[Guidance Overview]
Jan. 3, 2022

"These disclosure requirements apply to persons who: [1] Provide brokerage services or consulting to ERISA group health plans. [2] Reasonably expect to receive $1,000 or more in direct or indirect compensation in connection with providing those services."

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