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New York State Fines Pacific Life for Pension Risk Transfer Violations
planadviser; registration may be required 
Jan. 6, 2022 "New York state investigations ... found that, in 2016 and 2019, the company bid on and won two large transactions with a New York-based sponsor, in violation of state insurance laws.... This enforcement action is the third penalty from DFS against unlicensed insurance businesses that have solicited and engaged in violations connected to PRT businesses. " MORE >> |
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