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SEC Publishes Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers
Sidley Austin LLP 
[Guidance Overview] Aug. 9, 2022 "Although formally the Bulletin cannot and does not articulate legal rules beyond the existing requirements of Reg BI and investment advisers’ fiduciary duty with respect to conflicts of interest, its interpretation of these requirements is broad, and the Staff appears to treat the two standards as identical." |
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