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SIFMA Lawsuit Claims Missouri Anti-ESG Rules Are Pre-Empted by ERISA
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Aug. 15, 2023 "The Securities Industry and Financial Markets Association [SIFMA] filed a lawsuit ... challenging two regulations enacted by the state of Missouri that require additional recordkeeping for advisers and brokers recommending or selecting investments with a 'non-financial objective.' The rules took effect on July 30." [SIFMA v. Ashcroft, No. 23-4154 (D. Mo. complaint filed Aug. 10, 2023)] MORE >> |
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