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DOL Again Seeks to Amend Five-Part 'Investment Advice' Fiduciary Definition Under ERISA and the Code
Miller & Chevalier 
[Guidance Overview] Nov. 2, 2023 "Most significantly, the proposed rule expands DOL's regulatory definition of an 'investment advice fiduciary' to both ERISA employee benefit plans and to IRAs.... The proposal would extend ERISA's fiduciary reach to one-time investment advice and replace the existing five-part test with a broader three-part standard[.]" MORE >> |
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