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DOL Makes Major Changes to QPAM Exemption Through Final Amendment
DLA Piper 
[Guidance Overview] May 6, 2024 "Current QPAMs and asset managers who anticipate relying on the QPAM Exemption in the future are advised to review their existing compliance procedures to determine whether they will continue to satisfy the QPAM Exemption's requirements (including the updated financial thresholds and notice requirement), create or revisit their existing recordkeeping policy to align with the six-year required maintenance of records and accessibility for examination, [and] prepare to notify the DOL of their intent to continue to act as a QPAM[.]" |
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