Featured Jobs
|
Defined Contribution Account Manager Nova 401(k) Associates
|
|
Compass
|
|
Relationship Manager for Defined Contributions 2 Daybright Financial
|
|
Relationship Manager - Defined Contributions Daybright Financial
|
|
Relationship Manager for Defined Benefits Daybright Financial
|
|
PPS Pension Services
|
|
Compass
|
|
Frank Pension Consultants, Ltd.
|
Free Newsletters
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
|
|
|
A Long and Winding Road: DOL's Final Fiduciary Definition and Exemptions for Investment Advice
Eversheds Sutherland 
[Guidance Overview] May 10, 2024 68 pages. "Rollover advice is explicitly included in the regulation as a form of fiduciary advice.... PTE 2020-02 ... would be the flagship DOL exemption providing relief for conflicted investment advice ... Compliance with other 'best interest' and conflict mitigation regulations [does] not suffice under PTE 2020-02.... [T]he application of the Final Rule to insurance distribution remains complex.... [E]lements of the Final Rule create the predicate for a potential private right of action by IRA owners." MORE >> |
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
| An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |