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Final Fiduciary Rule Advances DOL's Goal of Expanding Scope of ERISA Fiduciary
DLA Piper 
[Guidance Overview] May 20, 2024 "From a practical perspective, the new transaction-based approach will create a facts-and-circumstances test where investment professionals will need to be noticeably clear as to the nature of the customer interactions to avoid claims for breach of fiduciary duty or claims that the professional engaged in a prohibited transaction." |
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