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TIAA Retirement Suit Foreshadows Future 401(k) Litigation (PDF)
The Wagner Law Group in Bloomberg Law 
June 10, 2024 "[The judge] said TIAA could be held liable as a knowing participant in the fiduciary breaches of its clients that sponsor the plans for their employees, even though the employers themselves aren't defendants in the suit.... TIAA's cross-selling -- a common industry practice -- would likely qualify as rollover advice subject to fiduciary restrictions[.]" [Carfora v. TIAA, No. 21-8384 (S.D.N.Y. May 31, 2024)] MORE >> |
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