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Are You a Fiduciary? the New Definition of an Investment Advice Fiduciary
Bond, Schoeneck & King 
[Guidance Overview] June 12, 2024 "This memorandum addresses the definition of an 'investment advice fiduciary' under ERISA, the USDOL's official interpretation of the definition from 1975 through 2024, the policies underlying the USDOL's transition to the new Retirement Security Rule, the requirements of the rule, and the impact thereof on businesses, investors, and plan sponsors. The memorandum also examines the Retirement Security Rule's chance of survival in the face of current legal challenges." |
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