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Update to the Qualified Professional Asset Manager Exemption (QPAM)
Winstead PC
[Guidance Overview] Sept. 30, 2024 "QPAMs must now maintain records demonstrating compliance with the Exemption for six years from the date of any transaction relying on the Exemption and must make these records available to various regulatory agencies and certain benefit plan fiduciaries, contributing employers, and plan participants upon request." MORE >> |
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