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Court Rejects Morgan Stanley Appeal in Advisor Deferred Compensation Clash
Financial Advisor 
July 14, 2025 "Morgan Stanley has lost a court battle in its long-running fight to withhold deferred compensation from financial advisors who left the firm -- opening the door for more than 100 advisors to move forward in their FINRA arbitration claims ... [T]he Second Circuit ... dismissed Morgan Stanley's appeal of a 2023 New York U.S. District Court decision that found the advisors' deferred compensation was protected under [ERISA].... The claims range in size from the mid-five-figures to multimillion-dollar cases[.]" [Shafer v. Morgan Stanley, No. 24-3141 (2d Cir. July 9, 2025; unpub.)] MORE >> |
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