Featured Jobs
|
DWC (The 401k Experts)
|
|
3(16) Plan Customer Liaison, Enrollments Compass
|
|
PPS Pension Services
|
|
LucidHealth
|
|
Compass
|
|
401k Generation
|
|
Health Benefits Actuarial Consultant BPAS
|
|
Senior Retirement Plan Administrator Daybright Financial
|
|
July Business Services
|
|
Benesch Friedlander Coplan & Aronoff
|
|
Participant Services Representative West Coast BPAS
|
|
July Business Services
|
|
The Pension Design Group
|
|
ERISA Services Inc.
|
|
Senior 401k Plan Administrator FMI Retirement Services
|
|
Hilldrup.com
|
Free Publications
|
|
DOL Has Stepped Into Morgan Stanley's Legal Battle
WealthAdvisor 
Sept. 16, 2025 "For wealth advisors and RIAs, the implications of this ongoing dispute extend beyond the legal maneuvers. Deferred compensation remains a powerful retention tool across the wirehouse and brokerage landscape ... If courts or regulators were to determine that such programs fall under ERISA, it could significantly alter how firms structure advisor pay, adding compliance burdens and limiting forfeiture provisions that firms rely on to retain talent." [DOL Advisory Opinion 2025-03A; O'Neill v. Morgan Stanley, No. 24-00358 (FINRA Aug. 8, 2025)] MORE >> |
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
| An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |