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The Never-Ending Story of the Amended Fiduciary Rule May Finally Have Ended, But Its Impacts Live On
The Wagner Law Group
[Guidance Overview] Nov. 26, 2025 "[T]he 'best interest' regulation of the [SEC] draws significantly from the now-defunct Amended Fiduciary Rule; various states have pursued and may continue to pursue best-interest initiatives regarding the conduct of financial-services organizations; and the market for investment services may have shifted in some quarters to a more fiduciary-based model ... [We] do not know for sure whether the DOL will attempt to tweak the existing 1975 fiduciary rule or what will happen under future administrations." MORE >> |
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