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DOL Rolls Back 2024 Fiduciary Rule and 2020 Interpretation of Five-Part Test
Groom Law Group 
[Guidance Overview] Mar. 24, 2026 "The DOL [moved] to re-codify the DOL's 1975 regulation providing that a person will be deemed an investment advice fiduciary if all elements of a five-part test are met (the 'Five-Part Test') and confirm that the pre-amendment versions of the PTEs will be restored. At the same time, the DOL withdrew its preamble to PTE 2020-02, which contained an interpretation of the Five-Part Test that also gave rise to litigation." MORE >> |
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