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DOL Announces Shifts in Enforcement Emphasis
American Retirement Association [ARA] 
[Guidance Overview] Apr. 15, 2026 "The overall shift [described in FAB 2026-01] seems to be an emphasis on violations of loyalty, rather than prudence. At a high level, this suggests a lowered focus on technical mistakes, good-faith process errors, and 'gray-area' interpretations -- and a heightened emphasis on self-dealing, hidden conflicts of interest, misuse of plan assets, and acting for reasons other than participants' benefit." MORE >> |
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