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3(16) Plan Customer Liaison, Enrollments Compass
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What Is the Employer's Role in a Voluntary Plan Safe Harbor Arrangement? (PDF)
Thomson Reuters / EBIA 
[Guidance Overview] June 25, 2026 "[F]or a voluntary plan arrangement to fall within the safe harbor, the employer's role is strictly limited by DOL regulations. Specifically: [1] [The employer] cannot require or coerce employees to participate.... [2] The employer cannot make any contributions to the plan.... [3] The employer's functions are limited ... [4] Employers cannot endorse the plan.... [5] Employers may not receive any consideration from the insurer. " MORE >> |
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