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| 1. |
Lane Powell PC
Apr. 28, 2016
"AXA used 'reasonable efforts' to notify Malagoli of the amendment that included a forum selection clause because: (a) they presented the Court with an Excel spreadsheet listing all Participants used to mail notices, and Malagoli's address was on this list; (b) Malagoli concedes his address in this list was accurate; (c) AXA merged the list of 29,125 Participants with the letter announcing the amendment, and assembled them in printed envelopes; (d) a bulk mailing certificate confirms that 29,125 letters were mailed first class on December 27, 2011." [Malagoli v. AXA Equitable Life Insurance Company, No. 14-CV-7180 (S.D.N.Y. Mar. 24, 2016]
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| 2. |
AXA Equitable Life Insurance Company
Oct. 22, 2015
16 pages. "This paper evaluates the impact of financial advisors in the 403(b) experience for plan participants. It also examines the extent to which participants want an advisor option and whether providing that option is beneficial to them. As plans and funds grow increasingly complicated to navigate on one's own, the value of an advisor can be an important service. The results of this study could help participants decide whether they want to work with an advisor or use a do-it-yourself approach."
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