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Robo-Advisers: More Complex Than They May Appear (PDF)

Katten Muchin Rosenman LLP in Bloomberg Law Securities Regulation & Law Report

Aug. 9, 2017

"What is a robo-adviser? ... How are robo-advisers regulated? ... What special challenges do robo-advisers confront in satisfying their disclosure obligations? ... Can robo-advisers satisfy their fiduciary duties to their clients? ... Are robo-advisers operating unregistered investment companies? ... Can robo-advisers satisfy their compliance responsibilities?"

Syntax Enhancements for Standard Searches

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