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Regional Vice President, Sales MAP Retirement USA LLC
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3 Matching News Items |
| 1. |
The Metropolitan Corporate Counsel
June 28, 2014
"Both the settlor exception and the liability exception to the fiduciary exception are grounded in the identity of interest between the fiduciary and beneficiary. The attorney-client privilege tends to be preserved where the fiduciary's interest and the beneficiary's interest have sufficiently diverged.... Indicative of divergent interests is the retention of counsel by a beneficiary, the threat of litigation, and the discussion of potential litigation."
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| 2. |
The Metropolitan Corporate Counsel
Jan. 23, 2012
"[The Court of Appeals for the Second Circuit] was not simply being asked to articulate the standard of review applicable to ERISA fiduciary conduct in the context of stock drop claims, but also to determine the pleading requirements sufficient to allow such complaints to proceed.... The decision is very favorable to the employer-fiduciary community."
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| 3. |
The Metropolitan Corporate Counsel via Kirkpatrick & Lockhart Preston Gates Ellis LLP
July 2, 2007
2 pages. Excerpt: Foreign sponsors of equity incentive plans (stock option, restricted stock option plans, etc.) often assume that if their plans comply with local securities laws they will automatically meet the requirements of foreign jurisdictions. This is typically not true.
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