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Recent Guidance of Interest to Employee Benefit Plan Service Providers and Administrators (PDF)
Eversheds Sutherland 
Mar. 22, 2005 8 pages. Excerpt: During recent weeks, both the Securities and Exchange Commission ... and the Department of Labor ... have issued important guidance affecting plan service providers and administrators. The SEC's final regulations on redemption fees indirectly impose requirements on plan intermediaries, including plan administrators. Proposed regulations and a prohibited transaction class exemption issued by the DOL provide a solution to the dilemma of what to do with an 'abandoned plan.' MORE >> |
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