8 pages. Excerpt: The SEC's final regulations on redemption fees indirectly impose requirements on plan intermediaries, including plan administrators. Proposed regulations and a prohibited transaction class exemption issued by the DOL provide a solution to the dilemma of what to do with an 'abandoned plan.' Finally, the DOL's most recent advisory opinion clarifies the information that must be disclosed on Schedule A to the annual report for employee benefit plans (Form 5500).  MORE >>