Featured Jobs
|
Relationship Manager for Defined Contributions 2 Daybright Financial
|
|
Defined Contribution Account Manager Nova 401(k) Associates
|
|
Compass
|
|
Frank Pension Consultants, Ltd.
|
|
Compass
|
|
Relationship Manager for Defined Benefits Daybright Financial
|
|
Relationship Manager - Defined Contributions Daybright Financial
|
|
PPS Pension Services
|
Free Newsletters
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
|
|
|
|
SEC Staff May 16, 2005, Report Concerning Examinations of Select Pension Consultants (PDF)
U.S. Securities and Exchange Commission via Fiduciary360
May 16, 2005
8 pages. Excerpt: To explore the risk areas relating to pension consulting, the Office of Compliance Inspections and Examinations ('OCIE') conducted focused examinations of 24 pension consultants who are registered investment advisers. The pension consultants examined represented a crosssection of the pension consultant community, and ranged in size (measured in terms of the number and size of their pension plan clients), and the type of products and services they offer.
|
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
| An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |