SEC Approves FINRA's Variable Annuities Rule (PDF)

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SEC Approves FINRA's Variable Annuities Rule (PDF)
Alston & Bird LLP

Sept. 18, 2007

3 pages. Excerpt: The SEC announced on Monday September 10, 2007, that is has approved a new Financial Industry Regulatory Authority (FINRA) rule designed specifically to address broker-dealers' sales practices regarding purchases and exchanges of deferred variable annuities. MORE >>

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