Pollard & Associates
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Great Lakes Pension Associates, Inc.
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Senior Specialist 401k Recordkeeping T Bank N.A.
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Fringe Benefit Group
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Defined Contribution Account Manager Nova 401(k) Associates
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Retirement Solutions Specialists
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Greenline Wealth Management
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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New York City District Council of Carpenters Benefit Funds
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Defined Benefit Consultant/Enrolled Actuary Pension Plan Specialists, PC
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Retirement Planners and Administrators (RPA)
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Seventh Circuit Decides American United Life Was Not a Fiduciary
Plan Tools, LLC Apr. 17, 2013
"[T]he 7th Circuit found that [American United Life Insurance Co. (AUL)] was not an ERISA 3(21) fiduciary just because it winnowed the universe of 7,500 mutual funds to offering about 400 on their platform for selection by a plan sponsor.... Key to this decision is that the plan sponsor chooses the final line-up, and regardless of whether AUL has the ability to change the investments offered at their discretion, if they don't exercise that discretion, then they are not a 3(21) fiduciary."
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