401(k) Plans

19,275 topics in this forum

1. Correcting deferrals on non-deferrable comp.

   By Guest Bud, December 3, 2002
   • 0 replies
   • 1.7k views
   • 
   • Guest
   • December 3, 2002

2. correcting erroneous deposits

   By EBDI, March 27, 2013
   • 1 reply
   • 1.6k views
   • 
   • Jim Chad
   • March 28, 2013

3. correcting error in plan doc when switching TPA

   By parks777, January 9, 2017
   • 11 replies
   • 1.7k views
   • 
   • BG5150
   • January 10, 2017

4. Correcting excess annual additions

   By Guest planman, April 22, 2003
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • April 22, 2003

5. Correcting Excess Deferrals

   By steve45, December 31, 2021   

   • 402g refund
   • 402g limit
   • (and 1 more)

     Tagged with:

     • 402g refund
     • 402g limit
     • excess
   • 6 replies
   • 1.1k views
   • 
   • chc93
   • January 3, 2022

6. correcting excess deferrals after April 15

   By K2retire, May 14, 2010
   • 7 replies
   • 3.9k views
   • 
   • 401 Chaos
   • February 11, 2013

7. Correcting Failed 401(m) Ratio % Test

   By Catch22PGM, March 13, 2021   

   • coverage test
   • ratio percent test
   • 4 replies
   • 1k views
   • 
   • Catch22PGM
   • March 14, 2021

8. correcting failed ADP Test

   By Lou81, June 26   

   • adp
   • 3 replies
   • 653 views
   • 
   • BG5150
   • July 1

9. Correcting failed ADP test with transfer to 403b plan

   By Pam S., August 14, 2009
   • 2 replies
   • 1.3k views
   • 
   • Pam S.
   • August 18, 2009

10. Correcting Failed Compensation Test in Safe Harbor 401(k) Plan

    By PensionPro, November 16, 2018   

    • 414(s)
    • 2 replies
    • 1k views
    • 
    • PensionPro
    • November 17, 2018

11. Correcting Failure to Adopt Plan as a Participating Employer

    By Madison71, November 4, 2016
    • 0 replies
    • 1.4k views
    • 
    • Madison71
    • November 4, 2016

12. Correcting failure to obtain spousal consent for 401(k) loan

    By Guest alliketchum, March 16, 2004
    • 7 replies
    • 3.1k views
    • 
    • Belgarath
    • March 16, 2004

13. Correcting for missed Opportunity for Voluntary After-Tax

    By Loves401(k), February 5, 2018
    • 1 reply
    • 655 views
    • 
    • Madison71
    • February 5, 2018

14. Correcting Form 945

    By Guest bmurphy, January 24, 2003
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • February 5, 2003

15. Correcting Impermissible Distribution, Successor 401(k) Plan

    By PensionPro, July 31, 2018   

    • successor
    • 401(k)
    • (and 2 more)

      Tagged with:

      • successor
      • 401(k)
      • impermissible distribution
      • correction
    • 6 replies
    • 1.3k views
    • 
    • PensionPro
    • August 1, 2018

16. Correcting Late Contribution Deposits

    By Below Ground, July 8, 2016   

    • PTE 2002-51
    • 0 replies
    • 758 views
    • 
    • Below Ground
    • July 8, 2016

17. Correcting missed 401k deferrals

    By Will J, October 31, 2022
    • 1 reply
    • 582 views
    • 
    • justanotheradmin
    • October 31, 2022

18. correcting noncontribution check deposited into 401(k) plan

    By TPApril, October 1, 2017
    • 5 replies
    • 596 views
    • 
    • Bird
    • October 4, 2017

19. Correcting now (or not) for overcontribution in prior year

    By Guest SuzieQNEC, February 4, 2008
    • 6 replies
    • 1.5k views
    • 
    • Guest
    • February 7, 2008

20. Correcting Participant Theft from Plan

    By Dalai Pookah, October 28, 2019   

    • correction method
    • theft
    • 5 replies
    • 700 views
    • 
    • Luke Bailey
    • October 31, 2019

21. Correcting Pla that Violated 401(k)(10)

    By Guest Aaron Pierce, July 15, 2002
    • 1 reply
    • 1.3k views
    • 
    • Alf
    • July 16, 2002

22. Correcting Profit Sharing Allocation

    By 52626, November 12, 2014
    • 2 replies
    • 1.2k views
    • 
    • BG5150
    • November 13, 2014

23. Correcting Safe Harbor Plan

    By Madison71, February 12, 2018
    • 14 replies
    • 2.3k views
    • 
    • Luke Bailey
    • February 14, 2018

24. Correcting Wage Overpayment and Contributions made in error to 401(k)

    By Guest JWIRA, September 9, 2006
    • 4 replies
    • 5.2k views
    • 
    • Christine Oliver
    • March 25, 2019

25. Correction ADP with part QNEC/part refund

    By Lori Foresz, February 4, 2005
    • 1 reply
    • 1.6k views
    • 
    • Archimage
    • February 4, 2005

26. Correction effects on tests for later years.

    By Guest tweber, September 17, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • September 17, 2001

27. Correction for deferral made after hardship withdrawal

    By BG5150, January 5, 2015
    • 1 reply
    • 4.7k views
    • 
    • Tom Poje
    • January 6, 2015

28. Correction for Deferrals not Deducted

    By Guest cke66edy, February 17, 2011
    • 3 replies
    • 1.2k views
    • 
    • QDROphile
    • February 17, 2011

29. Correction for Failure to Effect Participant Election

    By Guest BWNWE, July 11, 2012
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • July 12, 2012

30. correction for failure to implement investment elections

    By k man, August 3, 2007
    • 1 reply
    • 1.3k views
    • 
    • Jim Chad
    • August 7, 2007

31. Correction for loan for more than 50% vested balance

    By BG5150, September 2, 2008
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • September 3, 2008

32. Correction for Loan In Excess of Legal Limit

    By Guest lislee, February 24, 2003
    • 2 replies
    • 1.4k views
    • 
    • E as in ERISA
    • February 24, 2003

33. Correction for missed ER match

    By Guest KLM3, August 24, 2011
    • 1 reply
    • 1k views
    • 
    • ETA Consulting LLC
    • August 24, 2011

34. Correction for Overcharging

    By Madison71, January 14, 2019
    • 3 replies
    • 627 views
    • 
    • Kevin C
    • January 15, 2019

35. Correction for potential violation of Contingent Benefit Rule

    By spartytax, June 17, 2015
    • 0 replies
    • 1k views
    • 
    • spartytax
    • June 17, 2015

36. Correction for untimely Contributions

    By Guest Kathleen, September 29, 1998
    • 2 replies
    • 4.7k views
    • 
    • QDROphile
    • September 29, 1998

37. Correction of 1099's and 1096

    By Richard Anderson, March 24, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • March 24, 2000

38. Correction of 402(g) excess by amending W2?

    By BG5150, August 24, 2023
    • 7 replies
    • 1.2k views
    • 
    • CuseFan
    • August 28, 2023

39. Correction of Coverage Testing Failure

    By Saiai, July 19, 2010
    • 11 replies
    • 9.1k views
    • 
    • austin3515
    • July 20, 2010

40. Correction of Direct Distribution with no distributable event

    By 401king, March 15, 2011
    • 0 replies
    • 1.3k views
    • 
    • 401king
    • March 15, 2011

41. Correction of Disqualifying Distribution

    By Scott, April 29, 1999
    • 7 replies
    • 2.1k views
    • 
    • M R Bernardin
    • May 10, 1999

42. Correction of employee erroneously excluded for 2015

    By Carol V. Calhoun, July 21, 2015   

    • Rev. Proc. 2015-28
    • 0 replies
    • 1.3k views
    • 
    • Carol V. Calhoun
    • July 21, 2015

43. Correction of erroneous Roth deferrals

    By M_2015, August 13, 2024
    • 1 reply
    • 445 views
    • 
    • R Griffith
    • September 10, 2024

44. Correction of Excess Contributions by Payroll Adjustment

    By kmhaab, September 5, 2017   

    • ecprs
    • correction
    • 1 reply
    • 908 views
    • 
    • CuseFan
    • September 6, 2017

45. Correction of excess deferrals and match

    By Scott, July 12, 2002
    • 2 replies
    • 1.4k views
    • 
    • R. Butler
    • July 12, 2002

46. Correction of Excess Match

    By Guest dstran, March 9, 2006
    • 1 reply
    • 1.3k views
    • 
    • Kirk Maldonado
    • March 11, 2006

47. Correction of failed ADP test

    By SMB, June 20, 2001
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • June 20, 2001

48. Correction of Failed ADP test through SCP

    By Guest cease, October 7, 2003
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 7, 2003

49. Correction of forfeitures

    By Guest VAP, November 9, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • November 9, 2000

50. Correction of Ineligible Deferrals

    By Archimage, October 13, 2005
    • 2 replies
    • 1.5k views
    • 
    • Archimage
    • October 14, 2005