401(k) Plans

19,275 topics in this forum

1. Solo(k) Question RE: Spouse Eligibility

   By erisa parrot, July 10, 2015
   • 6 replies
   • 1.8k views
   • 
   • mbozek
   • July 10, 2015

2. Roth 401k Withdrawal

   By Safeharbor29, July 8, 2015
   • 3 replies
   • 922 views
   • 
   • mbozek
   • July 9, 2015

3. Employer Securities

   By PFranckowiak, July 8, 2015
   • 3 replies
   • 1.7k views
   • 
   • A Shot in the Dark
   • July 8, 2015

4. Catch UP Contribution

   By Pammie57, July 8, 2015
   • 14 replies
   • 2.1k views
   • 
   • Mike Preston
   • July 14, 2015

5. SH401k w bifurcated elig

   By cheersmate, July 7, 2015   

   • Safe Harbor
   • Gateway
   • (and 2 more)

     Tagged with:

     • Safe Harbor
     • Gateway
     • Top Heavy
     • bifurcated eligibility
   • 5 replies
   • 2.5k views
   • 
   • SoCalActuary
   • July 22, 2015

6. 402(g) issue

   By Pammie57, July 6, 2015
   • 8 replies
   • 982 views
   • 
   • Mike Preston
   • July 6, 2015

7. Hardship Documentation Requirements

   By khn, July 2, 2015
   • 5 replies
   • 1.5k views
   • 
   • GMK
   • July 7, 2015

8. the dreaded non-calendar ADP failure with catchups

   By Bri, July 1, 2015
   • 3 replies
   • 1.2k views
   • 
   • austin3515
   • July 7, 2015

9. Loan payment suspended for a year

   By austin3515, July 1, 2015
   • 2 replies
   • 1.9k views
   • 
   • austin3515
   • July 2, 2015

10. Can a terminated employee be a trustee?

    By Vlad401k, July 1, 2015
    • 3 replies
    • 1.3k views
    • 
    • shERPA
    • July 1, 2015

11. What are the differences between a 401k rollover and a 401k transfer?

    By DonReynolds, July 1, 2015   

    • 401k
    • 401k rollover
    • 12 replies
    • 3k views
    • 
    • Mike Preston
    • July 6, 2015

12. Hardship Loan - Student Loans

    By MGOAdmin, June 30, 2015   

    • Hardship loan
    • qualifying expenses
    • 1 reply
    • 1k views
    • 
    • austin3515
    • June 30, 2015

13. Ineligible employee allowed to defer too soon

    By Pammie57, June 30, 2015
    • 3 replies
    • 7.6k views
    • 
    • Tom Poje
    • July 1, 2015

14. Notices sent to non-eligible employees

    By nicole_m, June 30, 2015
    • 3 replies
    • 1.1k views
    • 
    • GMK
    • June 30, 2015

15. A mutual fund company fully vests participants receiving discretionary matching in a former Safe Harbor Plan

    By CharlesLeggette, June 30, 2015   

    • safe harbor
    • 1 reply
    • 1.3k views
    • 
    • ETA Consulting LLC
    • June 30, 2015

16. Deferral not offerred to eligible employee

    By Jed Macy, June 29, 2015
    • 3 replies
    • 1k views
    • 
    • Kevin C
    • June 30, 2015

17. Wrong Match Amended

    By austin3515, June 25, 2015
    • 4 replies
    • 1k views
    • 
    • Kevin C
    • June 26, 2015

18. Life Insurance and loans

    By artvandelay3, June 24, 2015
    • 7 replies
    • 2.3k views
    • 
    • PJF414
    • October 26, 2015

19. How to Roll Over an Inherited 401k?

    By MarciaPresberry, June 24, 2015   

    • 401k
    • IRA
    • (and 2 more)

      Tagged with:

      • 401k
      • IRA
      • Rollover
      • Inherited 401k
    • 2 replies
    • 2.2k views
    • 
    • DonReynolds
    • July 1, 2015

20. Merging money purchase plan into 401k mid year

    By 30Rock, June 23, 2015
    • 2 replies
    • 1.9k views
    • 
    • ESOP Guy
    • June 23, 2015

21. Two different matching Formulas

    By heygents, June 23, 2015
    • 0 replies
    • 937 views
    • 
    • heygents
    • June 23, 2015

22. US Citizen employee of foreign company based overseas

    By LFB-Singapore, June 23, 2015
    • 1 reply
    • 2.5k views
    • 
    • Flyboyjohn
    • June 23, 2015

23. DOL Lost Interest "Aha Moment"

    By austin3515, June 22, 2015
    • 1 reply
    • 1.1k views
    • 
    • david rigby
    • June 22, 2015

24. Notice Requirement for Fund Closure

    By CO Bank, June 19, 2015
    • 1 reply
    • 1.1k views
    • 
    • mbozek
    • June 20, 2015

25. Controlled Group

    By justatester, June 19, 2015
    • 3 replies
    • 1k views
    • 
    • shERPA
    • June 23, 2015

26. Correction of Late Deposits

    By g bennycon, June 18, 2015
    • 4 replies
    • 1.4k views
    • 
    • g bennycon
    • June 19, 2015

27. Changing Jobs: solo 401k contribution limit

    By dr.j, June 18, 2015
    • 17 replies
    • 2.3k views
    • 
    • Bird
    • June 24, 2015

28. In-plan Roth: protected benefit and recordkeeping

    By Flyboyjohn, June 18, 2015
    • 1 reply
    • 2.7k views
    • 
    • Belgarath
    • June 22, 2015

29. A second match formula

    By JKW, June 18, 2015
    • 4 replies
    • 971 views
    • 
    • JKW
    • June 22, 2015

30. Allowable Formulas for Discretionary Match

    By vanders2240, June 18, 2015
    • 11 replies
    • 6k views
    • 
    • John Feldt ERPA CPC QPA
    • June 20, 2015

31. Allocating/testing on Partial Compensation

    By abanky, June 18, 2015
    • 12 replies
    • 1.9k views
    • 
    • Mike Preston
    • June 26, 2015

32. Beneficiary - non profit?

    By cdavis25, June 18, 2015
    • 4 replies
    • 1.6k views
    • 
    • austin3515
    • December 29, 2016

33. New Plan,ees missed

    By doombuggy, June 18, 2015
    • 2 replies
    • 1.2k views
    • 
    • justanotheradmin
    • July 16, 2015

34. Use of Excess Revenue to Pay Expenses

    By khn, June 17, 2015
    • 5 replies
    • 1.2k views
    • 
    • khn
    • June 19, 2015

35. Correction for potential violation of Contingent Benefit Rule

    By spartytax, June 17, 2015
    • 0 replies
    • 1k views
    • 
    • spartytax
    • June 17, 2015

36. Employer switched participants deferrals

    By khr, June 16, 2015
    • 6 replies
    • 1.1k views
    • 
    • austin3515
    • June 17, 2015

37. PPA notice of assets held by plan

    By Jim Chad, June 16, 2015
    • 1 reply
    • 771 views
    • 
    • Bird
    • June 16, 2015

38. Compensation for SHNE 401(k) plan

    By Craig Garner, June 15, 2015
    • 4 replies
    • 4.9k views
    • 
    • QDROphile
    • June 16, 2015

39. Profit Sharing Allocation on Years of Service

    By 52626, June 15, 2015
    • 2 replies
    • 1.2k views
    • 
    • david rigby
    • June 16, 2015

40. Interaction of self-employment income and real estate investments

    By UM1234, June 15, 2015
    • 4 replies
    • 918 views
    • 
    • ESOP Guy
    • June 17, 2015

41. Allocation based on years of service

    By 52626, June 15, 2015
    • 3 replies
    • 1.3k views
    • 
    • ESOP Guy
    • June 15, 2015

42. Plan Termination Question

    By austin3515, June 15, 2015
    • 7 replies
    • 1.3k views
    • 
    • Bird
    • June 16, 2015

43. Deferral procedures

    By Belgarath, June 15, 2015
    • 13 replies
    • 2.5k views
    • 
    • Belgarath
    • June 17, 2015

44. 401(k) shown on W2

    By archy22, June 13, 2015   

    • w2
    • 1 reply
    • 881 views
    • 
    • Mike Preston
    • June 15, 2015

45. Principal 401k Unimpressive earnings/ Rollover

    By vvasi9, June 12, 2015
    • 3 replies
    • 1.4k views
    • 
    • GMK
    • June 12, 2015

46. RMD - changing ownership-not always 5%

    By jmartin, June 12, 2015
    • 6 replies
    • 1.9k views
    • 
    • GMK
    • June 22, 2015

47. Age Weighted Allocation / 3% Safe Hrbr Nonelective

    By austin3515, June 12, 2015
    • 5 replies
    • 1.5k views
    • 
    • austin3515
    • June 15, 2015

48. Top Heavy Aggregation

    By Tetsuro, June 12, 2015
    • 1 reply
    • 1.3k views
    • 
    • Kevin C
    • June 23, 2015

49. HCE Determinination

    By Safeharbor29, June 11, 2015   

    • HCE
    • nondiscrimination testing
    • (and 1 more)

      Tagged with:

      • HCE
      • nondiscrimination testing
      • equity firm
    • 3 replies
    • 1.6k views
    • 
    • rcline46
    • June 11, 2015

50. May a safe-harbor 401(k) plan omit loans, hardships, and before-retirement distributions?

    By Peter Gulia, June 10, 2015   

    • 401(k); safe-harbor
    • 4 replies
    • 1.2k views
    • 
    • Flyboyjohn
    • June 10, 2015