401(k) Plans

19,275 topics in this forum

1. "Participant" Loans

   By Guest erisafried, January 17, 2003
   • 3 replies
   • 1.9k views
   • 
   • austin3515
   • January 18, 2003

2. Fiduciary Responsibility of 401k sponsors?

   By Guest panzermanpanzerman, October 16, 2001
   • 3 replies
   • 1.9k views
   • 
   • Jon Chambers
   • October 19, 2001

3. Control Group of 501(c)(3) organizations?

   By jkharvey, November 7, 2001
   • 2 replies
   • 1.9k views
   • 
   • Guest
   • November 8, 2001

4. 401(k)/Profit Sharing & ERISA

   By Paul, November 24, 2019
   • 3 replies
   • 1.9k views
   • 
   • Larry Starr
   • November 25, 2019

5. 402(g) Violation Deadline

   By Guest Frank Jackson, April 14, 2000
   • 3 replies
   • 1.9k views
   • 
   • Guest
   • April 19, 2000

6. Exclusion from Testing of EEs < 21/1yr service

   By Guest J Samuelson, December 3, 1998
   • 4 replies
   • 1.9k views
   • 
   • Guest
   • December 10, 1998

7. Hardship Withdrawals Leading to Excess Match?

   By Guest GmcyWT, October 19, 2011
   • 3 replies
   • 1.9k views
   • 
   • masteff
   • October 20, 2011

8. SUSPEND SAFE HARBOR MATCH

   By Guest ROB VIDOVICH, April 9, 2003
   • 4 replies
   • 1.9k views
   • 
   • MWeddell
   • April 11, 2003

9. Life insurance 401(k) valuation in balance sheet & on 5500

   By Guest DianeW, June 9, 2014   

   • Life Insurance
   • Balance Sheet
   • (and 3 more)

     Tagged with:

     • Life Insurance
     • Balance Sheet
     • 5500
     • Plan Valuation
     • 401(k)
   • 1 reply
   • 1.9k views
   • 
   • Bird
   • June 10, 2014

10. Forfeiture Account Incorrectly Used

    By Guest koo, January 20, 2010
    • 7 replies
    • 1.9k views
    • 
    • austin3515
    • January 21, 2010

11. Employer paying all plan expenses?

    By gdlfa, August 15, 2016
    • 6 replies
    • 1.9k views
    • 
    • K2retire
    • August 16, 2016

12. Adjusted Vesting Calculation

    By Jegan, March 31, 2015
    • 2 replies
    • 1.9k views
    • 
    • Jegan
    • March 31, 2015

13. IRC 318 stock attribution in year of divorce...

    By jaemmons, March 9, 2004
    • 1 reply
    • 1.9k views
    • 
    • Blinky the 3-eyed Fish
    • March 9, 2004

14. After Tax Contribution in Safe Harbor Plan

    By Guest Alwaysthinking, July 18, 2003
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • July 18, 2003

15. loans and spousal consent

    By Guest friedbrain, February 18, 1999
    • 3 replies
    • 1.9k views
    • 
    • MWeddell
    • February 19, 1999

16. Excluded Employess & Cross Testing

    By Guest Michele Ciz, September 30, 2008
    • 9 replies
    • 1.9k views
    • 
    • Guest
    • October 14, 2008

17. Partnership 401(k)'s

    By Guest Thornton, December 2, 1998
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • December 7, 1998

18. Plan Termination In Anticipation of Merger

    By Guest djsimonetti, January 5, 1999
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • January 5, 1999

19. 402(g) refund

    By Guest timgrace, February 22, 2002
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • February 23, 2002

20. RMD from life insurance

    By Grady, September 20, 2018
    • 3 replies
    • 1.9k views
    • 
    • ErnieG
    • September 21, 2018

21. Does universal availability apply to Roth 401(k) options?

    By Guest darkdarcy, June 9, 2005
    • 1 reply
    • 1.9k views
    • 
    • g8r
    • June 11, 2005

22. Son as Financial Advisor

    By Zoey, June 19, 2017
    • 8 replies
    • 1.9k views
    • 
    • Zoey
    • June 20, 2017

23. Overnight Shipping Expenses

    By Guest andmik, September 23, 2002
    • 1 reply
    • 1.9k views
    • 
    • jaemmons
    • September 23, 2002

24. Distribution payable to alternate payee and another person?

    By Guest, August 15, 2000
    • 5 replies
    • 1.9k views
    • 
    • Guest
    • August 16, 2000

25. Catch up Election and Reporting

    By Guest wolfman, January 10, 2002
    • 6 replies
    • 1.9k views
    • 
    • Tom Poje
    • January 11, 2002

26. Order for Correction when failure of more than one limit

    By Guest UKH, July 3, 2000
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • July 5, 2000

27. Adding participating employer via 11(g) ?

    By mattmc82, August 13, 2021
    • 11 replies
    • 1.9k views
    • 
    • Mike Preston
    • August 18, 2021

28. Late Deposit of 401(k) Deferrals

    By MarZDoates, August 4, 2003
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • August 13, 2003

29. Mid-year change in automatic enrollment percentage

    By britoski, October 15, 2014
    • 0 replies
    • 1.9k views
    • 
    • britoski
    • October 15, 2014

30. Form 5500 reporting and uncashed checks

    By cpc0506, May 15, 2018
    • 6 replies
    • 1.9k views
    • 
    • Bob the Swimmer
    • May 16, 2018

31. 401k plan with multiple discretionary match formulas

    By Zach Del, March 30, 2023
    • 4 replies
    • 1.9k views
    • 
    • Zach Del
    • April 1, 2023

32. Owner-Only Plan & Top Heavy

    By 401(k)athryn, July 12, 2023
    • 12 replies
    • 1.9k views
    • 
    • Bird
    • July 17, 2023

33. Over Plan Document Limit

    By Guest CINCY, October 21, 2002
    • 15 replies
    • 1.9k views
    • 
    • Brian Gallagher
    • October 23, 2002

34. Loan Repayment

    By Guest Walter Patricio, February 25, 2000
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • March 2, 2000

35. ADP testing on terminating plan

    By Guest chris4013, May 12, 2003
    • 2 replies
    • 1.9k views
    • 
    • Jean
    • May 14, 2003

36. Employer failed to recognize employees as eligible for the 401(k) Plan - so much to unpack - Help!

    By HarleyBabe, August 18, 2021
    • 13 replies
    • 1.9k views
    • 
    • John Feldt ERPA CPC QPA
    • September 11, 2021

37. Rollover to Money Purchase Plan

    By k man, August 31, 2000
    • 1 reply
    • 1.9k views
    • 
    • KJohnson
    • August 31, 2000

38. LLC-sponsored 401(k) plan

    By lexi, April 17, 2007
    • 5 replies
    • 1.9k views
    • 
    • lexi
    • April 19, 2007

39. Technical Advice Memorandum re Specifically-Named EEs?

    By Guest TaxedToDeath, July 14, 2014
    • 10 replies
    • 1.9k views
    • 
    • KJohnson
    • July 17, 2014

40. Stock option gain on W-2, excluded from Comp?

    By Guest jefe96, February 21, 2007
    • 1 reply
    • 1.9k views
    • 
    • Locust
    • February 22, 2007

41. Using Matching Contributions in ADP Test

    By Guest lizano, October 22, 2010
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • October 22, 2010

42. Client wants to exclude EE from Safe Harbor Match

    By Guest Mike Spickard, February 8, 2005
    • 3 replies
    • 1.9k views
    • 
    • MWeddell
    • May 19, 2005

43. Two Plan Documents

    By goldtpa, September 13, 2004
    • 8 replies
    • 1.9k views
    • 
    • QDROphile
    • September 14, 2004

44. Determining transfer amount in tandem(wrap) 401(k)/nonqual arrangement

    By Guest GMedley, February 13, 2002
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • February 13, 2002

45. eligibility for PRN ("as needed") employee

    By M Norton, June 7, 2022   

    • eligibility as needed employee
    • 4 replies
    • 1.9k views
    • 
    • Mr Bagwell
    • June 7, 2022

46. Contributions to money purchase and profit sharing plans

    By Guest Theresa, November 23, 1999
    • 10 replies
    • 1.9k views
    • 
    • jquazza
    • November 5, 2004

47. Benchmarking Info RE: Vesting under 401(k) Plans

    By Guest KevinGordon, October 26, 1998
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • October 26, 1998

48. Any Penalty for Non-deductible employer contribution?

    By Guest Janiele, February 6, 2014
    • 1 reply
    • 1.9k views
    • 
    • ESOP Guy
    • February 7, 2014

49. Auto Enroll w/Auto Escalate

    By Tracy Fedele, November 12, 2019
    • 5 replies
    • 1.9k views
    • 
    • AKconsult
    • November 14, 2019

50. Short Plan Year

    By Guest ANNEBV, August 31, 2000
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • September 1, 2000