401(k) Plans

19,382 topics in this forum

1. Rollovers by Terminated Participants

   By lalaland, May 29, 2014
   • 9 replies
   • 7.4k views
   • 
   • masteff
   • May 30, 2014

2. Missed Deferral Opp Fixes

   By Rai401k, May 29, 2014
   • 6 replies
   • 1.3k views
   • 
   • Guest
   • May 30, 2014

3. Controlled Group - Minor Child becomes Adult

   By jmartin, May 27, 2014
   • 1 reply
   • 1.4k views
   • 
   • Guest
   • May 30, 2014

4. Revenue Sharing / RIA / Co-Fiduciary

   By austin3515, May 29, 2014
   • 1 reply
   • 1.1k views
   • 
   • JRN
   • May 29, 2014

5. Multiple ER Plan

   By PFranckowiak, May 29, 2014
   • 2 replies
   • 997 views
   • 
   • QDROphile
   • May 29, 2014

6. adp test and terminated participants

   By Chippy, May 21, 2014
   • 7 replies
   • 4.4k views
   • 
   • Chippy
   • May 28, 2014

7. adding particpating employer agreement within a safe harbor plan

   By cpc0506, May 27, 2014
   • 1 reply
   • 946 views
   • 
   • Kevin C
   • May 27, 2014

8. 401(k) Plan as an offset

   By mphs77, May 27, 2014
   • 2 replies
   • 1.1k views
   • 
   • mphs77
   • May 27, 2014

9. Merger of Plans Safe Harbor and Non Safe Harbor

   By 52626, May 23, 2014
   • 1 reply
   • 1.3k views
   • 
   • MWeddell
   • May 27, 2014

10. RMD's from Defined Contribution (401-k) Plans

    By KevinMc, May 21, 2014
    • 2 replies
    • 1k views
    • 
    • mbozek
    • May 24, 2014

11. Fees paid by the plan....by source?

    By jmartin, November 21, 2011
    • 5 replies
    • 1.5k views
    • 
    • TPApril
    • May 23, 2014

12. Fee Disclosure and Waived Fees

    By CLE401kGuy, May 21, 2014
    • 5 replies
    • 1.1k views
    • 
    • John Feldt ERPA CPC QPA
    • May 23, 2014

13. New documents: Will you allow rollover-in-kind?

    By Jim Chad, May 22, 2014
    • 5 replies
    • 1.2k views
    • 
    • Bird
    • May 23, 2014

14. Plan uses prior year testing, change to top 20% election

    By Belgarath, May 22, 2014
    • 1 reply
    • 908 views
    • 
    • Lou S.
    • May 22, 2014

15. 401(k) Contribution Correction - Prohibited Deferrals

    By MGOAdmin, May 22, 2014   

    • correction
    • excess
    • 0 replies
    • 1.5k views
    • 
    • MGOAdmin
    • May 22, 2014

16. Certification that rollover is from an eleigible source

    By Jim Chad, May 22, 2014
    • 0 replies
    • 753 views
    • 
    • Jim Chad
    • May 22, 2014

17. Permissive Aggregation for coverage testing

    By Guest cxs, May 21, 2014
    • 1 reply
    • 2.8k views
    • 
    • MWeddell
    • May 22, 2014

18. Compensation

    By cdavis25, May 21, 2014
    • 2 replies
    • 969 views
    • 
    • Bird
    • May 22, 2014

19. Auto Enrollment - Failure to auto enroll

    By 52626, May 16, 2014
    • 5 replies
    • 2.1k views
    • 
    • GMK
    • May 21, 2014

20. In Plan Roth Conversion

    By CLE401kGuy, May 20, 2014
    • 1 reply
    • 965 views
    • 
    • Guest
    • May 20, 2014

21. Fee Disclosures

    By austin3515, May 19, 2014
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • May 20, 2014

22. Is there a 12 month requirement when adding SH coda to a PS?

    By Jim Chad, May 19, 2014
    • 2 replies
    • 1k views
    • 
    • John Feldt ERPA CPC QPA
    • May 19, 2014

23. top heavy - in-service distributions

    By Scuba 401, May 13, 2014
    • 2 replies
    • 1.1k views
    • 
    • austin3515
    • May 17, 2014

24. Switching Recordkept Platforms and Late Deferrals

    By msmith, May 15, 2014
    • 3 replies
    • 1.3k views
    • 
    • msmith
    • May 16, 2014

25. Safe Harbor Match and Per Pay Calculation Period

    By CLE401kGuy, May 12, 2014
    • 9 replies
    • 1.8k views
    • 
    • austin3515
    • May 16, 2014

26. Late deferrals

    By EBDI, May 13, 2014
    • 6 replies
    • 1.9k views
    • 
    • EBDI
    • May 13, 2014

27. Safe Harbor Plan

    By Guest WMiller, May 9, 2014   

    • true up
    • last day requirement
    • (and 2 more)

      Tagged with:

      • true up
      • last day requirement
      • non-elective & matching ctb
      • Top Heavy test
    • 10 replies
    • 3.7k views
    • 
    • Kevin C
    • May 12, 2014

28. Safe Harbor Plan and 11g amendment

    By Dennis Povloski, May 12, 2014
    • 2 replies
    • 1.9k views
    • 
    • Tom Poje
    • May 12, 2014

29. US Wages Paid for Ee Working in foreign country

    By austin3515, May 8, 2014
    • 1 reply
    • 915 views
    • 
    • masteff
    • May 9, 2014

30. Control group Determination

    By mlp0816, May 8, 2014   

    • Common ownership
    • 3 replies
    • 1.1k views
    • 
    • mlp0816
    • May 9, 2014

31. Senior Moment

    By thepensionmaven, May 7, 2014
    • 5 replies
    • 1k views
    • 
    • Kevin C
    • May 8, 2014

32. Beneficiary Problem

    By Guest snmhanson, May 7, 2014
    • 5 replies
    • 2.8k views
    • 
    • My 2 cents
    • May 8, 2014

33. Plan Responsibility for Beneficiary Designation

    By khn, May 5, 2014
    • 18 replies
    • 5.3k views
    • 
    • GMK
    • May 7, 2014

34. Top Heavy

    By cdavis25, March 12, 2012
    • 1 reply
    • 1.3k views
    • 
    • shERPA
    • May 7, 2014

35. excess deferrals and excess contributions ..form 5500 and statements

    By Draper55, May 6, 2014
    • 2 replies
    • 4.3k views
    • 
    • Tom Poje
    • May 6, 2014

36. Profit sharing for only one

    By ombskid, May 5, 2014
    • 7 replies
    • 1.1k views
    • 
    • BG5150
    • May 6, 2014

37. New plan waives entry requirements for anyone hired on a certain date

    By jkharvey, May 5, 2014   

    • Only the 3 owners meet it
    • 6 replies
    • 1.4k views
    • 
    • Kevin C
    • May 5, 2014

38. Recruiter Needed for TPA Position

    By Guest RetPlns1160, May 2, 2014   

    • TPA
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • May 2, 2014

39. another fiscal year catch-up question

    By R. Butler, April 30, 2014
    • 2 replies
    • 1.4k views
    • 
    • R. Butler
    • May 2, 2014

40. 401(k) Plan with Non-Citizen Trustee

    By Lame Duck, April 30, 2014   

    • Non-Citizen Trustee
    • 3 replies
    • 3.1k views
    • 
    • Peter Gulia
    • May 2, 2014

41. RMD

    By Guest glhotdog, May 1, 2014   

    • RMD Revoke
    • suspened RMD payments
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • May 1, 2014

42. Non-Publicly Traded Employer Securities Restrictions in Multiple Employer 401(k)

    By dangocek, April 29, 2014   

    • 401(k)
    • employer securities
    • (and 2 more)

      Tagged with:

      • 401(k)
      • employer securities
      • multiple employer plan
      • non-publicly traded
    • 9 replies
    • 3.4k views
    • 
    • dangocek
    • May 1, 2014

43. Using Forfeiture Account

    By khn, April 29, 2014
    • 10 replies
    • 2.3k views
    • 
    • BG5150
    • April 30, 2014

44. Leased Employee - When should she be including in coverage & non-discim testing?

    By MarZDoates, April 28, 2014
    • 2 replies
    • 1.1k views
    • 
    • MarZDoates
    • April 30, 2014

45. Converting K1 to "plan wage" for cross test

    By jmartin, April 28, 2014
    • 2 replies
    • 2.6k views
    • 
    • jmartin
    • April 28, 2014

46. Catchup and ADP Test

    By jmartin, August 17, 2011
    • 7 replies
    • 5.1k views
    • 
    • Tom Poje
    • April 28, 2014

47. Federal Tax Withholding on corrective distributions

    By 30Rock, April 25, 2014
    • 1 reply
    • 1.3k views
    • 
    • BG5150
    • April 25, 2014

48. Missed Loan Payments

    By katie58, April 24, 2014
    • 11 replies
    • 4.7k views
    • 
    • katie58
    • April 25, 2014

49. Roth 401k Withdrawal

    By karl, April 24, 2014
    • 4 replies
    • 1.2k views
    • 
    • QDROphile
    • April 24, 2014

50. family attribution

    By pmacduff, April 22, 2014
    • 7 replies
    • 1.6k views
    • 
    • BG5150
    • April 24, 2014