401(k) Plans

19,321 topics in this forum

1. Failure to make profit sharing contribution.

   By ErisaGeek, February 18, 2004
   • 5 replies
   • 1.8k views
   • 
   • J2D2
   • February 19, 2004

2. RMD

   By Nassau, December 1, 2010
   • 1 reply
   • 1.8k views
   • 
   • Lou S.
   • December 1, 2010

3. SPD Amendment For Window?

   By ERISA-Bubs, October 9, 2012
   • 3 replies
   • 1.8k views
   • 
   • John Feldt ERPA CPC QPA
   • October 10, 2012

4. Short Initial Plan Year

   By Lori Foresz, August 30, 2004
   • 2 replies
   • 1.8k views
   • 
   • rlb64
   • September 1, 2004

5. Vesting question

   By Guest carsca, February 13, 2004
   • 3 replies
   • 1.8k views
   • 
   • Jed Macy
   • February 14, 2004

6. 401K taking a massive beating due to no job...

   By Guest bill545, March 2, 2006
   • 3 replies
   • 1.8k views
   • 
   • E as in ERISA
   • March 2, 2006

7. SPD Distribution

   By Guest benefitsanalyst, August 24, 2004
   • 3 replies
   • 1.8k views
   • 
   • alanm
   • August 30, 2004

8. Amending Safe Harbor Plans

   By MGOAdmin, January 28, 2014   

   • Amend
   • Safe Harbor
   • 5 replies
   • 1.8k views
   • 
   • Bird
   • January 29, 2014

9. Changing Entry Dates

   By IRA, August 2, 2013
   • 6 replies
   • 1.8k views
   • 
   • austin3515
   • August 2, 2013

10. Possible Spinoff or Successor Plan?

    By hsctpa, February 8, 2018
    • 1 reply
    • 1.8k views
    • 
    • Luke Bailey
    • February 8, 2018

11. Beneficiary of account is an old boyfriend - Can family change after death?

    By 401king, June 21, 2013
    • 6 replies
    • 1.8k views
    • 
    • ForksnKnives
    • June 27, 2013

12. 401(a)(9)

    By Guest pjb, May 24, 2002
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • May 28, 2002

13. Form 5500 (item #8a)

    By Guest Giovanni, July 9, 2004
    • 6 replies
    • 1.8k views
    • 
    • pmacduff
    • July 13, 2004

14. Hardship Distribution Request for Medical Expenses

    By Guest jefe96, March 29, 2005
    • 5 replies
    • 1.8k views
    • 
    • austin3515
    • April 1, 2005

15. Formal Plan Termination

    By commishvp, October 31, 2006
    • 2 replies
    • 1.8k views
    • 
    • namealreadyinuse
    • November 1, 2006

16. A sole proprietor (who has employees) is setting up a 401k plan. Any

    By Guest Juracek, December 7, 2000
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • December 19, 2000

17. Changing ADP testing methods from current to prior year

    By Guest PSHowell, February 27, 2004
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • February 27, 2004

18. What happens if SHM is "late"?

    By BG5150, June 14, 2019
    • 7 replies
    • 1.8k views
    • 
    • RatherBeGolfing
    • June 20, 2019

19. After-Tax Basis Recovery

    By Guest Frank Jackson, June 5, 2000
    • 1 reply
    • 1.8k views
    • 
    • MWeddell
    • June 8, 2000

20. Stock Sale and Distribution of Assets

    By PMC, January 18, 2001
    • 3 replies
    • 1.8k views
    • 
    • PMC
    • January 23, 2001

21. Catch up Contribution

    By Logan401, December 3, 2010
    • 12 replies
    • 1.8k views
    • 
    • K2retire
    • February 1, 2012

22. Disallowing elective contributions from those with 401(k) withdrawals/

    By Guest KOlsen, October 6, 1999
    • 3 replies
    • 1.8k views
    • 
    • Dowist
    • October 7, 1999

23. Affiliated Service Group Rules

    By Guest CSTS, December 14, 2004
    • 1 reply
    • 1.8k views
    • 
    • GBurns
    • December 14, 2004

24. To take an emergency personal expense distribution, must a participant leave $1,000 in her account?

    By Peter Gulia, October 5, 2023
    • 5 replies
    • 1.8k views
    • 
    • Belgarath
    • October 12, 2023

25. New Comparability, NOT top heavy, No safe harbor

    By Pension Panda, March 21, 2017
    • 12 replies
    • 1.8k views
    • 
    • Mike Preston
    • March 21, 2017

26. ADP Refund and death

    By Guest jvandyke, March 1, 2010
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • March 2, 2010

27. Safe Harbor Compensation Question

    By Guest shaul, November 6, 2010
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • November 30, 2010

28. New Employer for Successor Plan Rule

    By Guest philc, August 6, 2002
    • 2 replies
    • 1.8k views
    • 
    • alanm
    • August 15, 2002

29. 414(s) compensation for SH, Top Heavy

    By justanotheradmin, October 31, 2013   

    • 414(s)
    • Safe harbor
    • (and 1 more)

      Tagged with:

      • 414(s)
      • Safe harbor
      • top heavy
    • 0 replies
    • 1.8k views
    • 
    • justanotheradmin
    • October 31, 2013

30. How to treat employer securities in a 401(k) and ESOP that are combined in the same plan document.

    By katieinny, May 4, 2005
    • 6 replies
    • 1.8k views
    • 
    • katieinny
    • May 5, 2005

31. Calculation of Catch-up Match

    By Gruegen, January 16, 2003
    • 4 replies
    • 1.8k views
    • 
    • Tom Poje
    • January 17, 2003

32. Changing Vesting Schedules By Amendment

    By Gadgetfreak, August 21, 2009
    • 3 replies
    • 1.8k views
    • 
    • Tom Poje
    • August 24, 2009

33. 401(k) excess profit sharing contributions

    By Guest paytaxesforusa, December 29, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • December 29, 2007

34. QSLOB

    By Guest tintree73, November 16, 2006
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 16, 2006

35. What’s a reasonable salary for a six-year-old’s part-time work?

    By Peter Gulia, July 29, 2021
    • 17 replies
    • 1.8k views
    • 
    • Bird
    • August 2, 2021

36. Year of Service with rehires

    By Nate X, December 15, 2005
    • 3 replies
    • 1.8k views
    • 
    • WDIK
    • December 15, 2005

37. Redemption Fees

    By Guest cgodfrey, April 27, 2005
    • 4 replies
    • 1.8k views
    • 
    • Bird
    • April 28, 2005

38. Stale dated checks - Form 5500

    By EMoney, September 16, 2020
    • 15 replies
    • 1.8k views
    • 
    • ESOP Guy
    • September 18, 2020

39. May a plan provide an in-service distribution only to those who will roll it over?

    By Peter Gulia, December 3, 2009
    • 13 replies
    • 1.8k views
    • 
    • Peter Gulia
    • December 5, 2009

40. 15% Excise Tax

    By Guest Giovanni, October 31, 2001
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • November 1, 2001

41. Using Prior Year testing in First Plan Year

    By Guest JeffRed, November 18, 2010
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • November 18, 2010

42. Effects of a change in partnership on a 401(k) plan

    By Guest Pat Metallic, April 24, 2001
    • 1 reply
    • 1.8k views
    • 
    • BeckyMiller
    • May 9, 2001

43. accuracy of participant statments

    By k man, January 31, 2001
    • 5 replies
    • 1.8k views
    • 
    • Richard Anderson
    • February 6, 2001

44. 401(k) Deposits

    By Guest SCUDDESLER, October 4, 2002
    • 7 replies
    • 1.8k views
    • 
    • jpod
    • October 4, 2002

45. Eligibility for rehired employees

    By Guest aquarius, March 21, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • March 21, 2007

46. 2006 Safe harbor plan with restrictions on match contribution

    By blue, February 22, 2006
    • 4 replies
    • 1.8k views
    • 
    • Tom Poje
    • February 23, 2006

47. permanent disability

    By Guest Barbshoe02, August 26, 2008
    • 1 reply
    • 1.8k views
    • 
    • ERISAnut
    • August 26, 2008

48. Minimim Deferral contribution

    By Guest PRafferty, January 25, 2002
    • 4 replies
    • 1.8k views
    • 
    • jaemmons
    • January 28, 2002

49. When can a plan be amended to exclude HCEs from a profit sharing contr

    By John A, September 14, 2000
    • 1 reply
    • 1.8k views
    • 
    • rcline46
    • September 15, 2000

50. Deferred Sales Charges in Terminating Plan

    By Guest tbreedlove, March 6, 2006
    • 5 replies
    • 1.8k views
    • 
    • Kirk Maldonado
    • March 9, 2006