401(k) Plans

19,321 topics in this forum

1. In-Service Distribution: Unrelated Rollover

   By Guest 4Kicks, January 24, 2014   

   • Top Heavy Test
   • 1 reply
   • 1.8k views
   • 
   • Lou S.
   • January 24, 2014

2. Use top-hat NQDCP elective deferrals in 401(k) plan definition of comp

   By card, December 8, 2000
   • 0 replies
   • 1.8k views
   • 
   • card
   • December 8, 2000

3. Gross Comp for HCE's?

   By Guest richez, October 13, 2005
   • 3 replies
   • 1.8k views
   • 
   • Archimage
   • October 13, 2005

4. QNEC Question

   By Stash026, April 6, 2009
   • 6 replies
   • 1.8k views
   • 
   • Tom Poje
   • April 7, 2009

5. Rollover from SEP to 401(k)

   By Guest Tracy H, April 3, 2001
   • 1 reply
   • 1.8k views
   • 
   • Bill Berke
   • April 3, 2001

6. Missed Safe Harbor and ADP testing

   By BG5150, March 9, 2017
   • 8 replies
   • 1.8k views
   • 
   • RatherBeGolfing
   • March 10, 2017

7. Top 50 employee benefits consultants

   By GBurns, February 18, 2002
   • 4 replies
   • 1.8k views
   • 
   • GBurns
   • February 20, 2002

8. Application of 401(a)(17) Compensation Limit to After-Tax Contributions

   By rocknrolls2, February 11, 2006
   • 0 replies
   • 1.8k views
   • 
   • rocknrolls2
   • February 11, 2006

9. No Longer a Participating Employer

   By Guest JEP, May 12, 2003
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • May 12, 2003

10. Eligibility and Auto Enroll

    By Guest lgm, May 15, 2008
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • August 31, 2009

11. Safe Harbor contribution not made

    By CJS07, April 17, 2008
    • 4 replies
    • 1.8k views
    • 
    • rcline46
    • April 18, 2008

12. Few HCEs, A thousand NHCEs

    By Guest LLandau, January 18, 2002
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • January 21, 2002

13. SH Plan Design using both Non-Elective & Match

    By RAPD, May 5, 2016   

    • 401k
    • Safe Harbor
    • (and 1 more)

      Tagged with:

      • 401k
      • Safe Harbor
      • Plan Design
    • 11 replies
    • 1.8k views
    • 
    • Tom Poje
    • May 6, 2016

14. Erisa Bond

    By PFranckowiak, June 23, 2008
    • 4 replies
    • 1.8k views
    • 
    • Kimberly S
    • June 24, 2008

15. Can anyone help interpret a PPD/Corbel regional prototype as to what t

    By John A, April 14, 2000
    • 2 replies
    • 1.8k views
    • 
    • John A
    • May 1, 2000

16. can employer terminate and sponsor another plan within 12 month period?

    By k man, March 2, 2004
    • 3 replies
    • 1.8k views
    • 
    • k man
    • March 2, 2004

17. Amend plan to delay payment to terminee

    By Jed Macy, February 12, 2000
    • 4 replies
    • 1.8k views
    • 
    • IRC401
    • February 19, 2000

18. Compensation For An S-Corp

    By metsfan026, April 5, 2022
    • 3 replies
    • 1.8k views
    • 
    • Dare Johnson
    • April 5, 2022

19. Embezzlement from corporation/plan sponsor by participant; any recourse for the plan sponsor?

    By Guest ELS, October 2, 2003
    • 8 replies
    • 1.8k views
    • 
    • Belgarath
    • October 6, 2003

20. Can I have 2 principal residence loans

    By Guest chris4013, December 19, 2005
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • December 21, 2005

21. Off Calendar Plan Year

    By MBCarey, October 14, 2004
    • 3 replies
    • 1.8k views
    • 
    • jquazza
    • October 15, 2004

22. Severance Pay and counting Hours of Service

    By Guest ICannotDiscloseMyIdentity, November 10, 2009
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • November 11, 2009

23. Missed Deferral Opportunity - Form 5500 Sched H line 4a

    By ratherbereading, January 9, 2025
    • 3 replies
    • 1.8k views
    • 
    • ratherbereading
    • January 10, 2025

24. RMD for "of counsel" attorney

    By nancy, April 9, 2025
    • 7 replies
    • 1.8k views
    • 
    • david rigby
    • April 14, 2025

25. Looking for sample investment policy for 401(k) plan

    By k man, July 7, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • July 13, 2000

26. Mutual Fund "Late Trading" to be abolished under proposal by SEC Chairman Donaldson

    By four01kman, November 19, 2003
    • 12 replies
    • 1.8k views
    • 
    • ljr
    • December 1, 2003

27. Automatic Enrollment Problem

    By Below Ground, February 5, 2007
    • 3 replies
    • 1.8k views
    • 
    • 401_4_ever
    • February 7, 2007

28. Catch-up Contributions

    By Guest xgn7t, May 22, 2002
    • 9 replies
    • 1.8k views
    • 
    • JanetM
    • May 23, 2002

29. 401(k) participation by credit card tips

    By dan654083, April 7, 2018
    • 5 replies
    • 1.8k views
    • 
    • MWeddell
    • April 16, 2018

30. Off Calendar PY - Catchup and ADP Refunds

    By Gilmore, June 10, 2020
    • 9 replies
    • 1.8k views
    • 
    • Gilmore
    • June 15, 2020

31. Automatic Enrollment in 401(k) Plan in California

    By Guest Seth_McNamee, December 8, 2004
    • 4 replies
    • 1.8k views
    • 
    • mbozek
    • December 9, 2004

32. Top Heavy 401k Plan

    By DP, June 14, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • June 21, 2000

33. plan amendment for 415

    By Gary, August 11, 2009
    • 3 replies
    • 1.8k views
    • 
    • KJohnson
    • August 11, 2009

34. What are my options for a 401k loan wrongly reported as defaulted

    By EM, January 2, 2020   

    • 401k loan
    • 3 replies
    • 1.8k views
    • 
    • Luke Bailey
    • January 2, 2020

35. Loan Rollover into a plan

    By FundeK, July 16, 2004
    • 4 replies
    • 1.8k views
    • 
    • QDROphile
    • July 16, 2004

36. Puerto Rico Employees

    By Guest hitt24, October 10, 2000
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • October 13, 2000

37. Exclusion of employees

    By Guest Laura Millwood, December 3, 1998
    • 2 replies
    • 1.8k views
    • 
    • KIP KRAUS
    • December 4, 1998

38. NEw Comp Deemed CODA Issue

    By austin3515, October 18, 2004
    • 3 replies
    • 1.8k views
    • 
    • WDIK
    • October 19, 2004

39. Filed 5500-SF instead of 5500-EZ for several years – can I switch?

    By user12, January 4, 2024
    • 2 replies
    • 1.8k views
    • 
    • user12
    • January 9, 2024

40. Employer contributions as Roth

    By Belgarath, January 22, 2025
    • 3 replies
    • 1.8k views
    • 
    • Paul I
    • January 22, 2025

41. Beneficiary Designation Excludes New Spouse

    By billfgrady, June 29, 2006
    • 4 replies
    • 1.8k views
    • 
    • billfgrady
    • June 30, 2006

42. Plan Termination

    By Guest lforesz, June 13, 2001
    • 4 replies
    • 1.8k views
    • 
    • david rigby
    • June 14, 2001

43. Form 5500 Question Part III 8(b)

    By SJones, July 4, 2019   

    • 5500
    • income
    • (and 1 more)

      Tagged with:

      • 5500
      • income
      • loss
    • 5 replies
    • 1.8k views
    • 
    • SJones
    • July 6, 2019

44. Controlled Group Vesting

    By Guest carsca, May 13, 2002
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • May 13, 2002

45. IRS Reg for Lump Sum Eligibility Relating to Div Pass Through

    By Guest simma7, April 25, 2013   

    • 401k
    • Dividends
    • (and 2 more)

      Tagged with:

      • 401k
      • Dividends
      • NUA
      • LUMP SUM
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • April 25, 2013

46. Can a company adopt a 401(k) plan in December to be effective retroact

    By Guest A. Rostosky, December 8, 2000
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • December 8, 2000

47. Multiple ER question

    By fiona1, February 22, 2008
    • 3 replies
    • 1.8k views
    • 
    • Below Ground
    • February 25, 2008

48. Changes to safe harbor 401(k)

    By Guest mberk, November 25, 1998
    • 3 replies
    • 1.8k views
    • 
    • MWeddell
    • November 29, 1998

49. Transfer/Rollovers

    By Guest Redchip, August 17, 1999
    • 4 replies
    • 1.8k views
    • 
    • jlf
    • September 18, 1999

50. 20% withholding on plan distribution to satisfy IRS tax levy?

    By Wessex, May 11, 1999
    • 2 replies
    • 1.8k views
    • 
    • Wessex
    • May 12, 1999