401(k) Plans

19,321 topics in this forum

1. Top Heavy Plan and Adjustments to Year-End Balances

   By Guest lforesz, February 28, 2001
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • March 1, 2001

2. In-Service Distrtibution

   By Guest HD WILLIAMS, February 9, 1999
   • 9 replies
   • 1.7k views
   • 
   • Guest
   • March 23, 1999

3. USERRA and make-up deferrals

   By Guest karhu, February 8, 2002
   • 1 reply
   • 1.7k views
   • 
   • stephen
   • February 8, 2002

4. VCP - plan never adopted

   By Guest sfatty, June 22, 2006
   • 3 replies
   • 1.7k views
   • 
   • Ron Snyder
   • June 23, 2006

5. Change in employee classification

   By Guest Tara Curran, January 23, 2002
   • 2 replies
   • 1.7k views
   • 
   • imchipbrown
   • January 25, 2002

6. Death Benefits

   By Guest Twinky, September 2, 2006
   • 2 replies
   • 1.7k views
   • 
   • Guest
   • October 23, 2006

7. 410(b)-6f Failure

   By Guest PORTE, January 15, 2002
   • 3 replies
   • 1.7k views
   • 
   • Richard Anderson
   • January 16, 2002

8. Compensation

   By Guest mk2308, April 26, 2005
   • 10 replies
   • 1.7k views
   • 
   • Guest
   • April 27, 2005

9. Safe Harbor Top-Heavy Exempt

   By John Feldt ERPA CPC QPA, September 15, 2015   

   • Safe Harbor
   • Top-Heavy Exempt
   • (and 2 more)

     Tagged with:

     • Safe Harbor
     • Top-Heavy Exempt
     • excluded class
     • excluded employee
   • 1 reply
   • 1.7k views
   • 
   • Tom Poje
   • September 16, 2015

10. Employer wants eligibility as soon as possible (immediate) after Emplo

    By jkharvey, January 2, 2001
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • January 2, 2001

11. Evaluating a Plan for Tax Efficiency

    By austin3515, December 7, 2014
    • 12 replies
    • 1.7k views
    • 
    • austin3515
    • December 9, 2014

12. New Safe Harbor Plan by 10/1 & notice requirement

    By TPApril, September 23, 2022
    • 7 replies
    • 1.7k views
    • 
    • C. B. Zeller
    • September 26, 2022

13. 1040 Extended But NOT the 1065

    By austin3515, May 17, 2007
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • May 18, 2007

14. 403(b) as "successor" to terminating 401(k) plan

    By Guest APierce, October 13, 2003
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • October 16, 2003

15. Spouse of owner always HCE

    By ombskid, April 10, 2010
    • 2 replies
    • 1.7k views
    • 
    • austin3515
    • April 11, 2010

16. Emloyed by two employers and two different plans in one year.

    By Guest asset management, February 11, 2000
    • 1 reply
    • 1.7k views
    • 
    • imchipbrown
    • February 11, 2000

17. 402(g) Excess (all Roth) not taken--loophole?

    By BG5150, May 7, 2024
    • 13 replies
    • 1.7k views
    • 
    • RatherBeGolfing
    • May 13, 2024

18. 401(k) SIMPLE WHERE PREVIOUS PLAN EXISTED

    By Guest JB2, February 3, 1999
    • 4 replies
    • 1.7k views
    • 
    • LCARUSI
    • February 5, 1999

19. Should a charity's retirement plan be a 403(b) or a 401(k)?

    By Peter Gulia, January 24, 2017   

    • 401(k); 403(b); charitable
    • 18 replies
    • 1.7k views
    • 
    • Belgarath
    • February 14, 2017

20. Custom and volume sumitter documents

    By Guest AP, March 7, 1999
    • 1 reply
    • 1.7k views
    • 
    • Ervin Barham
    • March 8, 1999

21. Family Attribution w/ Trust - Adult Son

    By jmartin, July 25, 2013
    • 1 reply
    • 1.7k views
    • 
    • ETA Consulting LLC
    • July 25, 2013

22. Roth Contribution/402(g) limit

    By britoski, August 4, 2011
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • August 5, 2011

23. Code 791

    By Guest LJWhite, November 16, 2001
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • November 16, 2001

24. Entity type in Document

    By cpc0506, April 2, 2013
    • 7 replies
    • 1.7k views
    • 
    • Bird
    • April 4, 2013

25. S-Corp compensation

    By Guest mrtnak, December 28, 2005
    • 2 replies
    • 1.7k views
    • 
    • Lori Friedman
    • December 28, 2005

26. Has anyone combined a 401(k) plan and a nonqualified "wrap-around

    By Guest, December 14, 2000
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • December 18, 2000

27. Plan Imposed Limit

    By rlb64, October 11, 2005
    • 4 replies
    • 1.7k views
    • 
    • JanetM
    • October 12, 2005

28. Can a 12 years old employee be a participant & make deferrals?

    By Guest Tammy2006, January 31, 2006
    • 2 replies
    • 1.7k views
    • 
    • GBurns
    • February 1, 2006

29. InServiceDistribution Verusu Pre-Retirement Distribution

    By Guest DIGMYDOG, December 12, 2003
    • 3 replies
    • 1.7k views
    • 
    • Tom Poje
    • December 15, 2003

30. Interim Valuations and Discrimination

    By KJohnson, September 21, 2001
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • September 24, 2001

31. Too easy or too difficult?

    By Guest Emiman, November 11, 2005
    • 7 replies
    • 1.7k views
    • 
    • E as in ERISA
    • November 14, 2005

32. 404(c) and invesment managers

    By k man, May 29, 2001
    • 3 replies
    • 1.7k views
    • 
    • Jon Chambers
    • May 30, 2001

33. Amending MPPP to 401(k)

    By Guest CAM, March 30, 1999
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • March 31, 1999

34. Missed sending Disclosure

    By CLE401kGuy, January 7, 2019
    • 1 reply
    • 1.7k views
    • 
    • C. B. Zeller
    • January 8, 2019

35. 414(s) Comp and ACP Testing

    By 12AX7, April 29, 2009
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • May 1, 2009

36. Top-Heavy compensation when a union employee changes to non-union stat

    By John A, February 28, 2000
    • 1 reply
    • 1.7k views
    • 
    • rcline46
    • February 29, 2000

37. Safe harbor true-up

    By Guest JBeck, March 4, 2004
    • 2 replies
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • March 4, 2004

38. Payments to Participants by TPA (not a trustee)

    By Guest Libby, March 15, 2002
    • 4 replies
    • 1.7k views
    • 
    • david rigby
    • March 18, 2002

39. What constitutes a separate division under the same desk rule?

    By Guest JWBrown, February 8, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • February 8, 2001

40. ROBS Client -

    By SwimmingInBowelsOfERISA, August 14, 2023
    • 3 replies
    • 1.7k views
    • 
    • Peter Gulia
    • August 16, 2023

41. Vacation pay deferral

    By Guest BJGrenier, September 14, 1999
    • 1 reply
    • 1.7k views
    • 
    • Guest
    • September 15, 1999

42. Failure to Timely Adopt Proposed Amendments Per IRS Determination Letter

    By 401 Chaos, February 16, 2009
    • 0 replies
    • 1.7k views
    • 
    • 401 Chaos
    • February 16, 2009

43. 401a plan termination notice

    By Guest byoung, October 20, 2004
    • 1 reply
    • 1.7k views
    • 
    • david rigby
    • October 20, 2004

44. need help with elapsed time/eligibility

    By rr_sphr, October 3, 2019
    • 4 replies
    • 1.7k views
    • 
    • david rigby
    • October 3, 2019

45. Catch-up/415 Limit

    By Guest Giovanni, March 7, 2003
    • 2 replies
    • 1.7k views
    • 
    • Mike Preston
    • March 7, 2003

46. Generic or Customized Enrollment Booklets

    By Gadgetfreak, July 1, 2009
    • 2 replies
    • 1.7k views
    • 
    • Gadgetfreak
    • July 1, 2009

47. RMD Rules

    By austin3515, March 7, 2017
    • 11 replies
    • 1.7k views
    • 
    • austin3515
    • March 9, 2017

48. Must the one-time election (Treas Reg. 1.401(k)-1(a)(3)(iv)) be available to all participants?

    By jkharvey, January 26, 2005
    • 2 replies
    • 1.7k views
    • 
    • jaemmons
    • January 28, 2005

49. ASG and Safe Harbor 401(k)

    By Guest JPIngold, October 24, 2009
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • October 26, 2009

50. new company, old tax id#

    By MR, January 16, 2006
    • 7 replies
    • 1.7k views
    • 
    • Guest
    • January 18, 2006