401(k) Plans

19,275 topics in this forum

1. Failure to Allocate Transferred DB Assets - 4980 Reversion?

   By EBECatty, January 3, 2019
   • 6 replies
   • 1.5k views
   • 
   • VeryOldMan
   • May 28, 2020

2. Failure to allow eligibles to enroll

   By Guest rush2112, March 3, 2009
   • 8 replies
   • 1.7k views
   • 
   • Guest
   • March 5, 2009

3. Failure to Amend

   By Guest TooMuchFreeTime, October 22, 2008
   • 4 replies
   • 1.5k views
   • 
   • Guest
   • October 27, 2008

4. Failure to Auto Enroll - QACA Plan

   By 52626, April 1, 2014
   • 5 replies
   • 2k views
   • 
   • BG5150
   • April 2, 2014

5. Failure to Auto-Enroll Employee Correction?

   By holdco, August 18, 2011
   • 6 replies
   • 3.2k views
   • 
   • K2retire
   • August 26, 2011

6. Failure to Contribute in Multiple Employer Plan

   By Guest Thomas2006, March 3, 2009
   • 0 replies
   • 1.1k views
   • 
   • Guest
   • March 3, 2009

7. Failure to contribute SH 3%

   By Brenda Wren, May 26, 2010
   • 8 replies
   • 1.8k views
   • 
   • Guest
   • May 27, 2010

8. failure to deduct deferrals from final paycheck

   By k man, October 3, 2005
   • 6 replies
   • 7.1k views
   • 
   • E as in ERISA
   • October 5, 2005

9. Failure to Deduct Elective Deferrals

   By Scott, February 27, 2001
   • 6 replies
   • 3.6k views
   • 
   • Guest
   • January 4, 2002

10. Failure to deduct employee deferral

    By Brenda Wren, August 9, 2005
    • 1 reply
    • 1.2k views
    • 
    • Archimage
    • August 9, 2005

11. Failure to Deposit Deferrals...sort of

    By Archimage, February 16, 2006
    • 12 replies
    • 2.4k views
    • 
    • GBurns
    • February 19, 2006

12. Failure to Deposit Elective Deferrals - SCP or VCP

    By John K, October 22, 2024
    • 1 reply
    • 464 views
    • 
    • Lauren0507
    • October 23, 2024

13. Failure to Enoll Employee - help with corrective contribution, please

    By Guest MikeD, August 5, 2014
    • 3 replies
    • 1k views
    • 
    • Kevin C
    • August 7, 2014

14. failure to follow withholding election

    By Kimberly S, June 28, 2007
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • July 2, 2007

15. Failure to forward deferrals

    By k man, April 19, 2000
    • 7 replies
    • 1.5k views
    • 
    • k man
    • April 24, 2000

16. Failure to implement "negative" election in ACA Plan

    By MarZDoates, January 30, 2020
    • 3 replies
    • 889 views
    • 
    • Larry Starr
    • January 31, 2020

17. failure to implement auto escalation

    By K2retire, April 18, 2018
    • 0 replies
    • 769 views
    • 
    • K2retire
    • April 18, 2018

18. Failure to implement deferral election

    By Bruce1, April 16
    • 3 replies
    • 1.1k views
    • 
    • Artie M
    • April 17

19. failure to implement deferral election SH nonelective plan

    By dyepsen, March 20, 2018
    • 1 reply
    • 587 views
    • 
    • Madison71
    • March 21, 2018

20. Failure to Implement Employee Election & Failed ADP Test

    By BLM, August 28, 2017
    • 1 reply
    • 725 views
    • 
    • Tom Poje
    • August 29, 2017

21. Failure to implement reduction in salary deferral

    By R. Butler, January 10, 2023
    • 1 reply
    • 270 views
    • 
    • R. Butler
    • January 10, 2023

22. Failure to include eligible employees

    By Guest mmc, February 12, 2004
    • 3 replies
    • 1.2k views
    • 
    • Brian Gallagher
    • February 12, 2004

23. Failure to make 3% Safe Harbor Contribution

    By JRN, December 24, 2014   

    • Safe Harbor Failure
    • 2 replies
    • 2.3k views
    • 
    • John Feldt ERPA CPC QPA
    • December 26, 2014

24. Failure To Make Contribution

    By goldtpa, February 28, 2003
    • 4 replies
    • 1.9k views
    • 
    • mbozek
    • March 3, 2003

25. Failure to make employer contribution deposit

    By Guest 401kadmin, February 5, 2008
    • 3 replies
    • 2.1k views
    • 
    • Kimberly S
    • February 5, 2008

26. Failure to make profit sharing contribution.

    By ErisaGeek, February 18, 2004
    • 5 replies
    • 1.8k views
    • 
    • J2D2
    • February 19, 2004

27. Failure to make refunds - how to correct?

    By Guest DazedAndConfused, April 17, 2007
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • April 17, 2007

28. failure to make safe harbor 401k contribution

    By goldtpa, December 17, 2013
    • 2 replies
    • 1.7k views
    • 
    • goldtpa
    • December 19, 2013

29. Failure to make safe harbor/profit sharing contribution

    By Doghouse, September 2, 2014
    • 6 replies
    • 1.4k views
    • 
    • Kevin C
    • September 4, 2014

30. Failure to make SH contribution

    By Guest DazedAndConfused, September 29, 2006
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • September 29, 2006

31. Failure to Make SH Contributions

    By Guest rmyoung, April 27, 2007
    • 1 reply
    • 1k views
    • 
    • Tom Poje
    • April 27, 2007

32. Failure to make timely corrective distribution for Excess Contribution

    By James Matt Ullakko, April 30, 2001
    • 7 replies
    • 2.7k views
    • 
    • James Matt Ullakko
    • May 9, 2001

33. Failure to meet Top-Heavy contribution requirement

    By bzorc, February 23, 2004
    • 3 replies
    • 1.3k views
    • 
    • Tom Poje
    • February 24, 2004

34. Failure to note Change in EIN and Plan Sponsor on 5500.

    By MBCarey, July 26, 2004
    • 0 replies
    • 1.4k views
    • 
    • MBCarey
    • July 26, 2004

35. Failure to notify employee of 401K eligibility

    By Guest mission444, November 10, 2012
    • 4 replies
    • 16.8k views
    • 
    • Recartuck
    • December 14, 2016

36. Failure to notify employees of 401k plan's Entry Dates

    By Guest mmacer, January 22, 2002
    • 2 replies
    • 2.3k views
    • 
    • david rigby
    • January 22, 2002

37. Failure to obtain proper Distrib. Elections and Consents

    By Earl, December 21, 2000
    • 6 replies
    • 1.6k views
    • 
    • david rigby
    • December 24, 2000

38. Failure to Offer Enrollment to Eligible Employees

    By Guest Buzzman, July 16, 2008
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • July 16, 2008

39. Failure to process plan enrollment form

    By Guest ncterp, July 27, 2006
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 27, 2006

40. Failure to provide auto enroll notice

    By SadieJane, July 24, 2019
    • 1 reply
    • 1.8k views
    • 
    • Belgarath
    • July 24, 2019

41. Failure to provide deferral opportunity

    By Guest ebgroup, June 17, 2010
    • 1 reply
    • 932 views
    • 
    • Guest
    • June 17, 2010

42. Failure to provide safe harbor notice

    By Guest VAP, November 29, 2000
    • 1 reply
    • 2k views
    • 
    • Alf
    • December 4, 2000

43. Failure to provide timely blackout notice

    By Guest IRISH79, January 10, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • January 10, 2007

44. Failure to report late deposits, failure to file 5330

    By LMK TPA, August 7, 2024
    • 3 replies
    • 1.2k views
    • 
    • Ilene Ferenczy
    • August 9, 2024

45. Failure to send safe harbor notice prior to beginning of plan year

    By Guest pongo, July 6, 2005
    • 4 replies
    • 2k views
    • 
    • Tom Poje
    • July 7, 2005

46. Failure to stop deducting 401(k) deferrals

    By alexa, September 15, 2017
    • 1 reply
    • 1.1k views
    • 
    • Belgarath
    • September 15, 2017

47. failure to stop withholding

    By WCC, September 18, 2017
    • 14 replies
    • 2.5k views
    • 
    • TPAJake
    • September 22, 2017

48. Failure to suspend deferrals after hardship

    By Guest Rebel TPA, March 14, 2011
    • 3 replies
    • 2k views
    • 
    • Guest
    • March 15, 2011

49. Failure to suspend deferrals following hardship withdrawal

    By Belgarath, September 13, 2006
    • 6 replies
    • 2.9k views
    • 
    • Zoey
    • August 15, 2009

50. Failure to timely adopt MRD amendment

    By JWK, September 11, 2007
    • 0 replies
    • 1.4k views
    • 
    • JWK
    • September 11, 2007