401(k) Plans

19,321 topics in this forum

1. Match (yet to be made) and ACP Failure

   By Gadgetfreak, February 2, 2014   

   • Match
   • ACP
   • (and 1 more)

     Tagged with:

     • Match
     • ACP
     • Fail
   • 3 replies
   • 1.6k views
   • 
   • 12AX7
   • February 3, 2014

2. Is Employee in the ADP test?

   By Lynn Campbell, March 16, 2000
   • 2 replies
   • 1.6k views
   • 
   • MWeddell
   • March 17, 2000

3. "Of Counsel"

   By SMB, March 18, 2003
   • 4 replies
   • 1.6k views
   • 
   • goldtpa
   • March 19, 2003

4. Excess contributions not returned timely

   By blue, April 12, 2006
   • 2 replies
   • 1.6k views
   • 
   • Guest
   • April 13, 2006

5. hardship suspensions & new 401(k) plan

   By Guest Barge Girl, July 19, 2002
   • 2 replies
   • 1.6k views
   • 
   • MGB
   • July 22, 2002

6. Top heavy contributions for new EEs

   By Guest PAUL DUGAN, April 18, 2001
   • 4 replies
   • 1.6k views
   • 
   • Richard Anderson
   • April 19, 2001

7. Top Heavy Plan Minimum Contributions

   By Ananda, October 25, 2021
   • 5 replies
   • 1.6k views
   • 
   • Ananda
   • October 25, 2021

8. Is this an ASG?

   By goldtpa, November 20, 2003
   • 7 replies
   • 1.6k views
   • 
   • mbozek
   • November 21, 2003

9. Safe harbor 401(k) plan for only part of a controlled group?

   By John A, April 2, 2001
   • 0 replies
   • 1.6k views
   • 
   • John A
   • April 2, 2001

10. Switch to SIMPLE 401(k)

    By R. Butler, January 17, 2001
    • 1 reply
    • 1.6k views
    • 
    • wmyer
    • January 17, 2001

11. Company Acquisition Question

    By Guest amm19, April 3, 2002
    • 1 reply
    • 1.6k views
    • 
    • mbozek
    • April 4, 2002

12. Valuation Date for Stock Contributions

    By Jon Chambers, April 21, 1999
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • April 21, 1999

13. Short Plan Year Safe Harbor Plan

    By Guest lovework, September 17, 2014
    • 2 replies
    • 1.6k views
    • 
    • Kevin C
    • September 24, 2014

14. Non-Standardized Safeharbor plan

    By Guest halencourt, September 5, 2001
    • 1 reply
    • 1.6k views
    • 
    • Tom Poje
    • September 5, 2001

15. Annual vs. Pay Period calculation of match

    By austin3515, October 21, 2002
    • 2 replies
    • 1.6k views
    • 
    • austin3515
    • October 21, 2002

16. Safe Harbor Match - Last Day Rule

    By Guest raleightpa, March 14, 2008
    • 1 reply
    • 1.6k views
    • 
    • Tom Poje
    • March 14, 2008

17. Matching Contribution Calculation when plan failed ADP Test

    By Dan, March 4, 1999
    • 2 replies
    • 1.6k views
    • 
    • Dan
    • March 5, 1999

18. State-mandated pension contributions

    By lexi, March 21, 2007
    • 4 replies
    • 1.6k views
    • 
    • masteff
    • April 16, 2007

19. Collectively bargained employees in 401(k) plan

    By jlea, April 21, 2008
    • 1 reply
    • 1.6k views
    • 
    • QDROphile
    • April 21, 2008

20. Brokerage commission discrimination issues

    By MoJo, January 8, 2001
    • 4 replies
    • 1.6k views
    • 
    • Erik Read
    • January 9, 2001

21. Safe Harbor Discontinuation

    By Guest korchnoy, February 26, 2008
    • 8 replies
    • 1.6k views
    • 
    • Guest
    • February 27, 2008

22. Yet Another Negative Election Question

    By card, August 28, 2001
    • 3 replies
    • 1.6k views
    • 
    • card
    • August 29, 2001

23. Failure to Withhold Elected Deferral

    By oriecat, June 3, 2010
    • 6 replies
    • 1.6k views
    • 
    • oriecat
    • June 3, 2010

24. Expand SH 401(k) to related entities during year?

    By shERPA, April 16, 2014
    • 3 replies
    • 1.6k views
    • 
    • Tom Poje
    • April 17, 2014

25. ADP/ACP Test & Stopping Match Mid-year

    By Guest Bdocbrock, October 1, 2002
    • 1 reply
    • 1.6k views
    • 
    • E as in ERISA
    • October 1, 2002

26. Failed ADP TEST - HCE who is due refund is terminated and rollover $$$ over

    By Pammie57, February 17, 2016
    • 1 reply
    • 1.6k views
    • 
    • Lou S.
    • February 17, 2016

27. Withdrawing $ to keep under $100k in solo plan....

    By K-t-F, February 3, 2004
    • 11 replies
    • 1.6k views
    • 
    • jevd
    • February 4, 2004

28. Form 5330 for late deferral deposits

    By doombuggy, April 26, 2011
    • 1 reply
    • 1.6k views
    • 
    • ESOP Guy
    • April 26, 2011

29. 401k Catch Up

    By CLE401kGuy, June 4, 2012
    • 5 replies
    • 1.6k views
    • 
    • CLE401kGuy
    • June 5, 2012

30. Eligible Investment Advice Arrangement

    By PLAN MAN, April 13, 2007
    • 2 replies
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • May 16, 2007

31. Recordkeeper Error - is my company on the hook?

    By Guest Wappaus, August 16, 2007
    • 3 replies
    • 1.6k views
    • 
    • Guest
    • August 22, 2007

32. Participating ER - stop participating?

    By doombuggy, June 13, 2023
    • 7 replies
    • 1.6k views
    • 
    • Centerstage
    • July 19, 2023

33. EPCRS - Match on Missed Derferral Opportunity

    By austin3515, August 30, 2016
    • 7 replies
    • 1.6k views
    • 
    • 401 Chaos
    • May 29, 2018

34. Forced distributions

    By Guest jetfaninmn, June 1, 2005
    • 2 replies
    • 1.6k views
    • 
    • Belgarath
    • June 1, 2005

35. Available Loan Amount with Multiple Loans

    By Guest ROB VIDOVICH, June 9, 2003
    • 3 replies
    • 1.6k views
    • 
    • QDROphile
    • June 9, 2003

36. Employer took pre-tax instead of Roth

    By katie58, July 25, 2014
    • 4 replies
    • 1.6k views
    • 
    • 401_noob
    • July 30, 2014

37. Amending Eligibility for Safe Harbor 401(k)

    By Guest ebailey, April 28, 2009
    • 1 reply
    • 1.6k views
    • 
    • cdavis25
    • April 29, 2009

38. Recordkeeper Performing Late ADP/ACP Testing

    By khn, November 11, 2016
    • 10 replies
    • 1.6k views
    • 
    • ETA Consulting LLC
    • November 11, 2016

39. Safe Harbor Match Definition -

    By Guest SCritchfield, December 12, 2002
    • 1 reply
    • 1.6k views
    • 
    • Tom Poje
    • December 13, 2002

40. SEC Audit

    By Guest Kim S., January 8, 2003
    • 5 replies
    • 1.6k views
    • 
    • mbozek
    • January 9, 2003

41. Anyone an expert on Average Benefits testing?

    By AKconsult, October 15, 2014
    • 4 replies
    • 1.6k views
    • 
    • Mike Preston
    • October 16, 2014

42. bottom up qnec

    By Guest youngt, September 27, 1999
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • September 27, 1999

43. Roth 401(k) Safe Harbor

    By Guest koolkidd, March 22, 2005
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • March 28, 2005

44. Prohibited Transaction? Son as broker?

    By Dawn Hafner, June 30, 2000
    • 1 reply
    • 1.6k views
    • 
    • pjkoehler
    • June 30, 2000

45. OK to shift a percent or two from the ACP test to help pass the ADP test?

    By Guest jodisam, September 30, 2003
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • February 9, 2009

46. safe harbor 401k plan design

    By kmciver, July 16, 2004
    • 4 replies
    • 1.6k views
    • 
    • Bird
    • July 22, 2004

47. Straight Percent corrective QNEC question

    By fiona1, November 17, 2003
    • 1 reply
    • 1.6k views
    • 
    • Blinky the 3-eyed Fish
    • November 17, 2003

48. Safe Harbor and unterminated plan

    By Dennis Povloski, September 14, 2007
    • 1 reply
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • September 14, 2007

49. Need a good Plan document!

    By Guest FREE401k, May 10, 2001
    • 3 replies
    • 1.6k views
    • 
    • david rigby
    • May 10, 2001

50. plan audit

    By Lori H, January 31, 2006
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • February 1, 2006