401(k) Plans

19,321 topics in this forum

1. Summary Annual Report (SAR)

   By Nassau, October 19, 2010
   • 3 replies
   • 6.8k views
   • 
   • GMK
   • October 19, 2010

2. Distribution in Error while still employed

   By PainPA, November 15, 2010
   • 3 replies
   • 1.2k views
   • 
   • Kevin C
   • December 2, 2010

3. Rollover before eligible

   By msmith, December 21, 2018
   • 3 replies
   • 1.4k views
   • 
   • Luke Bailey
   • December 27, 2018

4. Missed Deferral Opportunity - mid year correction or max out option

   By legort69, May 3, 2022
   • 3 replies
   • 624 views
   • 
   • C. B. Zeller
   • May 5, 2022

5. Form 5500 Required if New Plan Has No Participants and No Assets Yet?

   By kmhaab, September 27, 2022
   • 3 replies
   • 788 views
   • 
   • Peter Gulia
   • September 28, 2022

6. Last Day Rule Question???

   By Guest KD40, September 23, 2002
   • 3 replies
   • 2.1k views
   • 
   • Mike Preston
   • September 24, 2002

7. Can a new solo 401(k) be used to accept rollover from other plan, then loan funds to the sole participant?

   By Guest number6, September 19, 2003
   • 3 replies
   • 1.2k views
   • 
   • Belgarath
   • September 19, 2003

8. Do Pre-Bankruptcy 401(k) Deferrals Have to be Returned?

   By Alf, October 31, 2003
   • 3 replies
   • 1.3k views
   • 
   • mbozek
   • October 31, 2003

9. QDIA notices--sent to whom?

   By BG5150, December 2, 2008
   • 3 replies
   • 5.5k views
   • 
   • Kevin C
   • December 1, 2009

10. Safe Harbor Nonelective Contributions

    By DLavigne, March 30, 2009
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • May 7, 2010

11. Safe Harbor Match "True UP"?

    By rodin011, June 22, 2009
    • 3 replies
    • 3.8k views
    • 
    • Blinky the 3-eyed Fish
    • June 22, 2009

12. Safe Harbor NEC for eligible EE who quits mid-year...

    By J Simmons, August 19, 2009
    • 3 replies
    • 2.2k views
    • 
    • J Simmons
    • August 19, 2009

13. RMD for Owner's Parents?

    By 401king, September 10, 2014
    • 3 replies
    • 8.1k views
    • 
    • FT Retire
    • November 23, 2022

14. True-up only for individuals who hit the 402(g) limit

    By bitsyhaze, February 16, 2015
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • February 17, 2015

15. Employee insures spouse for life ins., divorce,then spouse dies six da

    By Guest Maggie7, January 14, 2000
    • 3 replies
    • 1.5k views
    • 
    • GBurns
    • January 15, 2000

16. C1 Exam Study Group

    By Guest James Osterhaus, May 16, 2003
    • 3 replies
    • 1.2k views
    • 
    • ErisaGeek
    • May 21, 2003

17. Forfeiture Allocation

    By Guest djm, August 12, 2004
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • August 17, 2004

18. ADP/ACP refunds - 2 1/2 month deadline

    By fiona1, January 27, 2006
    • 3 replies
    • 2.9k views
    • 
    • MWeddell
    • January 31, 2006

19. Terminated Employee

    By DP, November 9, 2006
    • 3 replies
    • 3.1k views
    • 
    • austin3515
    • November 14, 2006

20. Restrictions on 59 1/2 withdrawals?

    By Locust, November 9, 2009
    • 3 replies
    • 1.9k views
    • 
    • RTK
    • November 12, 2009

21. corrective plan amendment

    By Gary, July 30, 2012
    • 3 replies
    • 1.8k views
    • 
    • PensionPro
    • July 30, 2012

22. Mergers & Acquistions

    By justatester, July 21, 2014   

    • When is BRF required?
    • 3 replies
    • 2.5k views
    • 
    • LMOC
    • March 30, 2015

23. Corrective Amendment

    By cpc0506, September 15, 2017
    • 3 replies
    • 873 views
    • 
    • Luke Bailey
    • September 18, 2017

24. possible change to safe harbor plans

    By Tom Poje, October 31, 2018
    • 3 replies
    • 714 views
    • 
    • RatherBeGolfing
    • October 31, 2018

25. Service contract Act and 401k

    By Liam, February 22, 2019
    • 3 replies
    • 5.5k views
    • 
    • Below Ground
    • June 27, 2019

26. Limits in Plan Termination

    By Gilmore, April 11, 2019
    • 3 replies
    • 624 views
    • 
    • Gilmore
    • April 12, 2019

27. Disowning an adult child

    By MAS, July 29, 2020
    • 3 replies
    • 732 views
    • 
    • CuseFan
    • July 30, 2020

28. 415 DC Limit for mid-yr new participant

    By TPApril, September 26, 2020
    • 3 replies
    • 555 views
    • 
    • Lou S.
    • September 28, 2020

29. Per Diem Employees

    By Coleboy1, May 4, 2022
    • 3 replies
    • 5k views
    • 
    • FormsRstillmylife
    • May 9, 2022

30. "partial" safe harbor 401(k) plan?

    By EGB, March 8, 2002
    • 3 replies
    • 1.8k views
    • 
    • Tom Poje
    • March 8, 2002

31. Excluded employee allowed to participate

    By Belgarath, September 11, 2025
    • 3 replies
    • 2.9k views
    • 
    • Artie M
    • September 12, 2025

32. Hardship Withdrawals

    By Guest pentex, November 19, 2002
    • 3 replies
    • 1.8k views
    • 
    • MWeddell
    • November 19, 2002

33. Eligibility for Safe Harbor 401(k) Plans

    By MBCarey, January 23, 2004
    • 3 replies
    • 1.4k views
    • 
    • Tom Poje
    • January 26, 2004

34. NEw Comp Deemed CODA Issue

    By austin3515, October 18, 2004
    • 3 replies
    • 1.8k views
    • 
    • WDIK
    • October 19, 2004

35. Loans in excess of limit

    By AAS2, October 26, 2017
    • 3 replies
    • 1k views
    • 
    • ETA Consulting LLC
    • October 31, 2017

36. W-2 Box 13 Retirement

    By Tom, January 16, 2020   

    • who is active participant
    • w-2
    • (and 1 more)

      Tagged with:

      • who is active participant
      • w-2
      • box 13
    • 3 replies
    • 1.8k views
    • 
    • Larry Starr
    • January 17, 2020

37. immediate participation when dates don't gel

    By TPApril, September 28, 2022
    • 3 replies
    • 601 views
    • 
    • TPApril
    • September 28, 2022

38. Highly comp Employee Question?

    By Guest KD40, September 24, 2002
    • 3 replies
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • September 24, 2002

39. Part-time employees

    By Guest Hoosier, December 27, 2002
    • 3 replies
    • 1.2k views
    • 
    • Tom Poje
    • December 27, 2002

40. QPSA/ Survivor annuity

    By k man, August 12, 2004
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • August 16, 2004

41. ADP - No NHCE's - Prior Year Method

    By fiona1, January 14, 2005
    • 3 replies
    • 2.6k views
    • 
    • pmacduff
    • February 16, 2005

42. Giveaways to encourage enrollment

    By austin3515, March 17, 2005
    • 3 replies
    • 1.6k views
    • 
    • austin3515
    • March 18, 2005

43. Relius users at v11

    By mschwechter, February 23, 2006
    • 3 replies
    • 1.7k views
    • 
    • mschwechter
    • February 24, 2006

44. Compensation - Post Severance

    By PFranckowiak, May 16, 2006
    • 3 replies
    • 1.5k views
    • 
    • ERISAnut
    • May 16, 2006

45. 2007 Cost of Living Increases

    By Guest Powers, August 22, 2006
    • 3 replies
    • 1.9k views
    • 
    • Tom Poje
    • August 23, 2006

46. Automatic Enrollment Problem

    By Below Ground, February 5, 2007
    • 3 replies
    • 1.8k views
    • 
    • 401_4_ever
    • February 7, 2007

47. Removal of Spousal Consent

    By Guest Julie, July 19, 2007
    • 3 replies
    • 2.1k views
    • 
    • austin3515
    • July 20, 2007

48. ADP refunds and TH

    By Earl, February 14, 2009
    • 3 replies
    • 1.5k views
    • 
    • Tom Poje
    • February 16, 2009

49. Controlled Group - two companies folded

    By PFranckowiak, July 23, 2010
    • 3 replies
    • 1.3k views
    • 
    • BG5150
    • July 27, 2010

50. ADP refunds

    By Guest Joanne Davey, March 14, 2011
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • March 15, 2011