401(k) Plans

19,321 topics in this forum

1. forfeiture based on incorrect ACP test calculation

   By Guest joanh, December 24, 2004
   • 3 replies
   • 1.8k views
   • 
   • austin3515
   • December 27, 2004

2. Acquisition with no plan

   By Zoey, September 28, 2010
   • 3 replies
   • 1.4k views
   • 
   • austin3515
   • September 28, 2010

3. 414(s) Comp Ratio Test

   By emmetttrudy, September 12, 2016
   • 3 replies
   • 5.2k views
   • 
   • Tom Poje
   • September 12, 2016

4. Normal Blackout

   By austin3515, June 5, 2017
   • 3 replies
   • 638 views
   • 
   • hr for me
   • June 5, 2017

5. Rollover within a multiple employer plan and Top heavy

   By legort69, December 27, 2017   

   • rollover multiple employer plan top heavy
   • 3 replies
   • 1.1k views
   • 
   • Luke Bailey
   • December 29, 2017

6. Max S/E Contributions in a DC plan; OK to put in 402(g) limit PLUS 25% of adjusted SE comp?

   By Guest chris4013, September 22, 2003
   • 3 replies
   • 2.6k views
   • 
   • Guest
   • September 23, 2003

7. How many times can a plan be amended before it must be restated?

   By billfgrady, July 1, 2004
   • 3 replies
   • 1.5k views
   • 
   • g8r
   • July 2, 2004

8. recent data on 401(k) plan participation

   By Guest jigpsu100, October 12, 2005
   • 3 replies
   • 1k views
   • 
   • Guest
   • October 13, 2005

9. Contingent Benefit Rule and NQDC Plans

   By Guest mbw, May 28, 2008
   • 3 replies
   • 2.1k views
   • 
   • QDROphile
   • May 28, 2008

10. Eligibility

    By cdavis25, May 17, 2013
    • 3 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • May 22, 2013

11. Key employee definition for top heavy

    By Tom, May 16, 2022
    • 3 replies
    • 1.3k views
    • 
    • Tom
    • May 17, 2022

12. Disallowing elective contributions from those with 401(k) withdrawals/

    By Guest KOlsen, October 6, 1999
    • 3 replies
    • 1.8k views
    • 
    • Dowist
    • October 7, 1999

13. Merger/Acquisition & Successor Plan Rules

    By LANDO, July 1, 2024   

    • merger/acquisition
    • successor plan
    • (and 1 more)

      Tagged with:

      • merger/acquisition
      • successor plan
      • severance from employment
    • 3 replies
    • 688 views
    • 
    • CuseFan
    • July 2, 2024

14. Limiting the Number of 60-Day Rollovers?

    By metsfan026, November 6, 2025
    • 3 replies
    • 661 views
    • 
    • austin3515
    • November 10, 2025

15. Employer Stock in 401k plan

    By 2muchstress, August 14, 2002
    • 3 replies
    • 1.8k views
    • 
    • E as in ERISA
    • August 14, 2002

16. 401(k) Plan Termination

    By Guest jetfaninmn, June 26, 2006
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • June 26, 2006

17. ADP/ACP testing - Multiple ER

    By fiona1, May 24, 2007
    • 3 replies
    • 1.6k views
    • 
    • J Simmons
    • May 24, 2007

18. 2007 limit

    By doombuggy, August 27, 2007
    • 3 replies
    • 1.1k views
    • 
    • doombuggy
    • August 28, 2007

19. Contingent Benefit Rule

    By Guest StephenJ7976, December 11, 2009
    • 3 replies
    • 2.5k views
    • 
    • Guest
    • December 11, 2009

20. "Accrued" Protected Benefits

    By Scott, June 30, 2010
    • 3 replies
    • 3.2k views
    • 
    • Guest
    • June 30, 2010

21. final regs - eliminating 3% safe harbor during the year

    By Tom Poje, November 15, 2013
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • November 18, 2013

22. 1099 Income for Partner

    By Rai401k, April 22, 2015
    • 3 replies
    • 1.7k views
    • 
    • jpod
    • April 22, 2015

23. Allowing 401(k) but Excluding From Safe Harbor Match

    By metsfan026, January 10, 2024
    • 3 replies
    • 640 views
    • 
    • austin3515
    • January 11, 2024

24. 401k city taxes

    By Guest youngal32, August 9, 2001
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • August 17, 2001

25. Catch-up contributions in safe-harbor 401(k) plans

    By JDuns, June 30, 2003
    • 3 replies
    • 5.1k views
    • 
    • JDuns
    • July 7, 2003

26. RMD Relief?

    By austin3515, November 10, 2008
    • 3 replies
    • 1.9k views
    • 
    • Appleby
    • November 13, 2008

27. RMD + a little more--tax forms

    By BG5150, December 17, 2010
    • 3 replies
    • 1.1k views
    • 
    • BG5150
    • December 20, 2010

28. Mortgage Loan Originator's Compensation

    By jala, August 18, 2011
    • 3 replies
    • 1.5k views
    • 
    • jala
    • August 19, 2011

29. 410(b) minimum coverage failure - how to retroactively amend if the pl

    By Guest Phil L, October 6, 1999
    • 3 replies
    • 3.9k views
    • 
    • Guest
    • October 7, 1999

30. Deduction Limit For Aggregate Plans (dc And Db) Plans

    By Guest CAROLINE, March 12, 2002
    • 3 replies
    • 1.6k views
    • 
    • Mike Preston
    • March 13, 2002

31. ECPRS / Did Not withhold Elected Amount

    By austin3515, February 21, 2017
    • 3 replies
    • 710 views
    • 
    • austin3515
    • April 26, 2017

32. Reporting early w/d in 1040

    By Deb, June 2, 2018   

    • 401k
    • early withdrawal
    • (and 1 more)

      Tagged with:

      • 401k
      • early withdrawal
      • tax return
    • 3 replies
    • 619 views
    • 
    • Deb
    • June 7, 2018

33. Partnership 401(k)

    By jkharvey, March 30, 2001
    • 3 replies
    • 1.6k views
    • 
    • rcline46
    • March 31, 2001

34. ADP question

    By Guest Gibson, May 15, 2001
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • May 16, 2001

35. Retroactive Entry on a 401(k) Plan.

    By jquazza, March 1, 2004
    • 3 replies
    • 1.4k views
    • 
    • WDIK
    • March 2, 2004

36. Benefits Link/Benefits Buzz/ 4/21/2004: Letter Clarifies IRS Position on Issues Relating to Automatic Enrollment 401(k) Plans (The Human Capital practice of Deloitte Consulting LLP)

    By Guest RJM, April 21, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • April 22, 2004

37. Automatic Enrollment

    By Guest Magic, August 1, 2006
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • August 1, 2006

38. SCP while under audit

    By jpod, January 12, 2007
    • 3 replies
    • 1.6k views
    • 
    • 401_4_ever
    • January 12, 2007

39. Section 3401(a) Compensation of S Corporation Shareholder/Employee

    By Oh so SIMPLE, July 28, 2010
    • 3 replies
    • 2.5k views
    • 
    • Oh so SIMPLE
    • July 31, 2010

40. Key and HCE status

    By Earl, March 17, 2011
    • 3 replies
    • 1.1k views
    • 
    • John Feldt ERPA CPC QPA
    • March 17, 2011

41. Same firm as TPA and IQPA CPA?

    By justanotheradmin, March 3, 2014
    • 3 replies
    • 2.2k views
    • 
    • Flyboyjohn
    • March 3, 2014

42. Safe Harbor 401(k) & top heavy

    By R. Butler, January 28, 2016
    • 3 replies
    • 1.1k views
    • 
    • Gadgetfreak
    • January 29, 2016

43. terminated employee in Safe harbor plan with deferrals effective 10/1/15

    By cpc0506, March 15, 2016
    • 3 replies
    • 1.9k views
    • 
    • Mike Preston
    • March 15, 2016

44. Off PYE with Fiscal Tax filing - deadline?

    By 401KsRme, June 29, 2023
    • 3 replies
    • 731 views
    • 
    • Jakyasar
    • June 30, 2023

45. Delivery of SAR's

    By cripp12, September 21, 2006
    • 3 replies
    • 2.1k views
    • 
    • Bird
    • September 30, 2006

46. Off-Calendar PYEs again

    By TPAnnie, July 25, 2007
    • 3 replies
    • 1.3k views
    • 
    • austin3515
    • July 26, 2007

47. Overpayment / EPCRS

    By austin3515, September 14, 2012
    • 3 replies
    • 1.9k views
    • 
    • SheilaD
    • September 15, 2012

48. Rules, Ceasing a Non-Safe Harbor Match

    By Briandfox, December 30, 2014
    • 3 replies
    • 1.1k views
    • 
    • Briandfox
    • January 2, 2015

49. Safe Harbor Document Drafting Question

    By Phlyers, April 12, 2017
    • 3 replies
    • 613 views
    • 
    • Kevin C
    • April 12, 2017

50. Compensation for New Entrants in Initial Short Plan Year

    By JJ, September 21, 2017
    • 3 replies
    • 903 views
    • 
    • Mr Bagwell
    • September 22, 2017