401(k) Plans

19,321 topics in this forum

1. 401 (k) Plan Participant Claim

   By DPSRich, June 22, 2017
   • 3 replies
   • 1.1k views
   • 
   • DPSRich
   • June 23, 2017

2. ACP test

   By cdavis25, March 8, 2018
   • 3 replies
   • 679 views
   • 
   • BG5150
   • March 9, 2018

3. Late Deposits MEP

   By ATM, December 13, 2019
   • 3 replies
   • 485 views
   • 
   • C. B. Zeller
   • December 13, 2019

4. Sorry not 401(k) But figured this has the most traffic. Anyone trying to use Relius ASP today?

   By HarleyBabe, September 25, 2021
   • 3 replies
   • 433 views
   • 
   • BG5150
   • October 29, 2021

5. Changing ADP Testing btwn current & prior years

   By TPApril, November 27, 2023
   • 3 replies
   • 799 views
   • 
   • TPApril
   • November 28, 2023

6. Defaulted Participant loan as prohibited transaction

   By Guest bwell, September 16, 2004
   • 3 replies
   • 2.1k views
   • 
   • austin3515
   • September 17, 2004

7. Retroactive Amendment?

   By Guest tintree73, September 1, 2005
   • 3 replies
   • 3.1k views
   • 
   • Guest
   • September 8, 2005

8. LLC income

   By pixmax, March 19, 2010
   • 3 replies
   • 1.2k views
   • 
   • GBurns
   • March 20, 2010

9. Participant Fee Disclosures

   By austin3515, January 30, 2012
   • 3 replies
   • 903 views
   • 
   • jpod
   • January 30, 2012

10. Terminating Safe Harbor After Notice Sent but Before Year Starts

    By Guest DuChamp, December 26, 2012
    • 3 replies
    • 1.7k views
    • 
    • MWeddell
    • December 28, 2012

11. Affiliated Service Group A-Org Group?

    By Guest mary99, January 29, 2013   

    • Affiliated Service Group
    • Controlled Group
    • (and 2 more)

      Tagged with:

      • Affiliated Service Group
      • Controlled Group
      • A-Org
      • Compensation
    • 3 replies
    • 2k views
    • 
    • ETA Consulting LLC
    • January 30, 2013

12. Epcrs Correction for 3% SH with Non Safe Harbor Match

    By Mr Bagwell, March 8, 2018   

    • epcrs
    • sh non elective
    • (and 1 more)

      Tagged with:

      • epcrs
      • sh non elective
      • match
    • 3 replies
    • 1.1k views
    • 
    • Madison71
    • March 9, 2018

13. EIN Number for Form 5500

    By Stash026, December 18, 2020
    • 3 replies
    • 3.7k views
    • 
    • BobbyV
    • December 22, 2020

14. 414 & Non-Voting Partnership Interests

    By EBECatty, October 28, 2022
    • 3 replies
    • 1.3k views
    • 
    • Luke Bailey
    • November 1, 2022

15. Participant Allocated Mutual Funds

    By Guest Gary Johnson, September 15, 2000
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • September 19, 2000

16. Form 5500 - Mistake On Participant Count (Amended Form Needed?)

    By metsfan026, August 6, 2025
    • 3 replies
    • 1.6k views
    • 
    • Bri
    • August 7, 2025

17. Loan repayments on pretax bais

    By austin3515, October 21, 2002
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • October 23, 2002

18. after tax contributions

    By Guest buyertoday, April 16, 2003
    • 3 replies
    • 2.1k views
    • 
    • Mike Preston
    • April 17, 2003

19. Transfer of assets between qualified and nq plan

    By Guest SamFischer, July 29, 2003
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • July 30, 2003

20. Safe Harbor Contributions?

    By Jilliandiz, July 12, 2005
    • 3 replies
    • 1.3k views
    • 
    • Jilliandiz
    • July 13, 2005

21. Treasury stock in a 401(k)

    By PMC, February 16, 2007
    • 3 replies
    • 1.7k views
    • 
    • TLGeer
    • February 18, 2007

22. PS to 401(k) Safe Harbor-Mid Year Question

    By BTH, February 25, 2009
    • 3 replies
    • 1.1k views
    • 
    • BG5150
    • February 26, 2009

23. General Testing

    By justatester, December 15, 2011
    • 3 replies
    • 982 views
    • 
    • justatester
    • December 16, 2011

24. SH 401(k) excluding new control group employees

    By M Norton, November 14, 2012
    • 3 replies
    • 1.4k views
    • 
    • ETA Consulting LLC
    • November 15, 2012

25. Employer Securities

    By PFranckowiak, July 8, 2015
    • 3 replies
    • 1.8k views
    • 
    • A Shot in the Dark
    • July 8, 2015

26. Former HCE Death Benefit re-named, Spouse now HCE, count for Top Heavy?

    By JWRB, January 20, 2017
    • 3 replies
    • 900 views
    • 
    • JWRB
    • January 20, 2017

27. 5330 line 3b

    By Lou81, September 5, 2019
    • 3 replies
    • 948 views
    • 
    • Below Ground
    • September 9, 2019

28. SH nonelective maybe

    By Bird, December 18, 2020
    • 3 replies
    • 1.5k views
    • 
    • Bird
    • December 21, 2020

29. What is most common matching contribution level for 401(k) plans in th

    By richard, October 20, 2000
    • 3 replies
    • 1.9k views
    • 
    • Dave Baker
    • October 24, 2000

30. Does a de minimis financial incentive work?

    By Peter Gulia, February 5, 2025
    • 3 replies
    • 697 views
    • 
    • Peter Gulia
    • February 6, 2025

31. Hardship withdrawals - administrator resposibilities?

    By Guest LisaPA, July 9, 2001
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • July 10, 2001

32. Retirement age in a 401(k) Plan

    By Jim Chad, May 8, 2008
    • 3 replies
    • 1.6k views
    • 
    • masteff
    • May 8, 2008

33. Actual Hours of Service Crediting

    By emmetttrudy, August 6, 2010
    • 3 replies
    • 1.9k views
    • 
    • emmetttrudy
    • August 6, 2010

34. Missed deferrals - do they go into ADP test?

    By AKconsult, June 1, 2016
    • 3 replies
    • 3.5k views
    • 
    • SavingsRUS
    • June 2, 2016

35. Short Plan Year Partnership Compensation Pro Rata

    By Kiley, August 4, 2021
    • 3 replies
    • 681 views
    • 
    • CuseFan
    • August 5, 2021

36. Bankrupt client buyout and 401(k) plan

    By Guest Judy S, March 30, 2005
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • March 31, 2005

37. Successor Plan

    By Guest lvegas, December 11, 2008
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • December 15, 2008

38. RMD required or not?

    By Brenda Wren, July 6, 2012
    • 3 replies
    • 1.2k views
    • 
    • ETA Consulting LLC
    • July 9, 2012

39. Roth 401k Withdrawal

    By Safeharbor29, July 8, 2015
    • 3 replies
    • 941 views
    • 
    • mbozek
    • July 9, 2015

40. US Virgin Islands

    By Scuba 401, May 1, 2017
    • 3 replies
    • 2.3k views
    • 
    • Doghouse
    • May 1, 2017

41. What does "reduction" of a safe harbor benefit mean?

    By BG5150, July 9, 2019
    • 3 replies
    • 1k views
    • 
    • BG5150
    • July 9, 2019

42. Year 2000 Maximum Deferral Limit

    By Guest Dennis Siko, November 23, 1999
    • 3 replies
    • 1.9k views
    • 
    • david rigby
    • November 24, 1999

43. Loan Repayment

    By Guest Walter Patricio, February 25, 2000
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • March 2, 2000

44. How does changing business structure of a plan sponsor effect a 401k plan

    By dragondon, May 15, 2023
    • 3 replies
    • 1.4k views
    • 
    • Paul I
    • May 15, 2023

45. Failed Minimum Coverage Test Options

    By Coleboy1, September 27, 2024
    • 3 replies
    • 650 views
    • 
    • C. B. Zeller
    • September 27, 2024

46. 402(g) Excess Deferrals-negative earnings and 1099-Rs

    By AndrewZ, January 30, 2002
    • 3 replies
    • 3.3k views
    • 
    • Archimage
    • July 30, 2002

47. One to One correction method / Catch up contributions

    By fiona1, April 6, 2004
    • 3 replies
    • 2k views
    • 
    • jquazza
    • April 30, 2004

48. Roth IRA to QP

    By SMB, September 28, 2009
    • 3 replies
    • 1.2k views
    • 
    • Kevin C
    • September 29, 2009

49. Service with another employer

    By R. Butler, December 2, 2010
    • 3 replies
    • 1.1k views
    • 
    • Kevin C
    • December 2, 2010

50. Controlled Group and Compensation

    By Gilmore, February 12, 2020
    • 3 replies
    • 1k views
    • 
    • Gilmore
    • February 24, 2020