401(k) Plans

19,321 topics in this forum

1. Ceasing an EACA mid year

   By 30Rock, April 20, 2011
   • 0 replies
   • 1.3k views
   • 
   • 30Rock
   • April 20, 2011

2. Loans and laid off participants?

   By Guest Michael Anderson, January 25, 2005
   • 2 replies
   • 1.3k views
   • 
   • Guest
   • January 25, 2005

3. Redemption fees for 401(k) plans similar to retail fees

   By Guest murad_s_shah, January 15, 2004
   • 6 replies
   • 1.3k views
   • 
   • Guest
   • January 20, 2004

4. Terminating Plans

   By justatester, March 18, 2008
   • 2 replies
   • 1.3k views
   • 
   • justatester
   • March 20, 2008

5. ADP Failure but funds rolled over

   By Blinky the 3-eyed Fish, March 28, 2017
   • 6 replies
   • 1.3k views
   • 
   • Blinky the 3-eyed Fish
   • March 29, 2017

6. Compensation insufficient to make deferral

   By Guest griffith, March 30, 2010
   • 4 replies
   • 1.3k views
   • 
   • Guest
   • March 31, 2010

7. Deferred Compensation limits at state level

   By Guest Barney Byrd, November 4, 2001
   • 0 replies
   • 1.3k views
   • 
   • Guest
   • November 4, 2001

8. Maintaing Plan Document

   By Guest bouncingsoul, February 8, 2007
   • 4 replies
   • 1.3k views
   • 
   • Peanut Butter Man
   • February 10, 2007

9. QDIA Final Regs

   By Guest Thomas2006, November 26, 2007
   • 1 reply
   • 1.3k views
   • 
   • jpod
   • November 26, 2007

10. 401(k) Non US based company

    By Guest nextgenplanner, August 25, 2011
    • 3 replies
    • 1.3k views
    • 
    • austin3515
    • September 2, 2011

11. Requirements for eliminating optional forms?

    By John A, July 26, 2001
    • 0 replies
    • 1.3k views
    • 
    • John A
    • July 26, 2001

12. Single Employers with Multiple Small Plans - Audit Required??

    By Guest CMDunn, October 13, 2013   

    • audit
    • multiple plans
    • 3 replies
    • 1.3k views
    • 
    • Peter Gulia
    • October 14, 2013

13. Plan Audit

    By Guest moltengater, November 16, 2005
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • November 16, 2005

14. RMD Question

    By Guest SueJ, February 5, 2003
    • 4 replies
    • 1.3k views
    • 
    • Guest
    • February 7, 2003

15. Key Determination - Officer, need advice

    By stephen20, January 5, 2021
    • 7 replies
    • 1.3k views
    • 
    • C. B. Zeller
    • January 6, 2021

16. Eligibility for Certain Employee

    By TPA Bob, July 30, 2019   

    • eligibility
    • 8 replies
    • 1.3k views
    • 
    • loserson
    • August 5, 2019

17. 401K Excluded Groups

    By Guest DHouse, October 21, 2012
    • 1 reply
    • 1.3k views
    • 
    • Bill Presson
    • October 21, 2012

18. Top Paid Group - Tie Breaking equal compensation

    By James Matt Ullakko, July 2, 2004
    • 3 replies
    • 1.3k views
    • 
    • James Matt Ullakko
    • July 2, 2004

19. small terminated participant balance

    By Guest luckey11, September 22, 2005
    • 2 replies
    • 1.3k views
    • 
    • david rigby
    • September 22, 2005

20. Safe Harbor Notice given but plan not signed

    By Guest Pension Girl, January 20, 2010
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • January 21, 2010

21. 401(k) & match comp dont seem to correlate

    By Guest SuzieQNEC, February 2, 2009
    • 2 replies
    • 1.3k views
    • 
    • BG5150
    • February 3, 2009

22. Death of 401ks...Again and Again.

    By goldtpa, May 9, 2017
    • 8 replies
    • 1.3k views
    • 
    • Belgarath
    • May 12, 2017

23. Waiting period for employer contributions

    By Guest Wahoo77, March 17, 2003
    • 3 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • March 17, 2003

24. Possible CODA

    By justatester, June 9, 2016
    • 4 replies
    • 1.3k views
    • 
    • austin3515
    • June 9, 2016

25. General nondiscrimination tests. administrative

    By Guest Dale C, March 8, 1999
    • 2 replies
    • 1.3k views
    • 
    • Dawn Hafner
    • March 10, 1999

26. Recogniing Service w/ Prior Employer - Projected HCE

    By austin3515, February 25, 2016
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • February 25, 2016

27. 5% Owner over 701/2

    By Guest mb4_98, August 7, 2004
    • 1 reply
    • 1.3k views
    • 
    • g8r
    • August 7, 2004

28. Hardship suspension

    By Guest anne1, April 12, 2006
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 12, 2006

29. At what point is a 401(k) plan considered "ACTIVE" and would need to go through the plan termination process to close?

    By MrsMacias, August 25, 2021   

    • 401k
    • plan term
    • (and 3 more)

      Tagged with:

      • 401k
      • plan term
      • auto enrollment
      • safe habor
      • effective date
    • 4 replies
    • 1.3k views
    • 
    • Bri
    • August 26, 2021

30. Odd Plan Year Entry Dates

    By Tinman, August 18, 2010
    • 6 replies
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • August 19, 2010

31. Plan Termination Amendment

    By JJRetirement, October 31, 2016   

    • Plan Termination
    • 401(k)
    • (and 2 more)

      Tagged with:

      • Plan Termination
      • 401(k)
      • Required Amendment List
      • Cumulative List
    • 2 replies
    • 1.3k views
    • 
    • JJRetirement
    • November 1, 2016

32. Terminating a 401k Plan - final 5500 question

    By James Shen, October 26, 2023   

    • 5500
    • plan termination
    • 5 replies
    • 1.3k views
    • 
    • CuseFan
    • October 27, 2023

33. New k feature added to PS plan

    By Guest pinsall, May 11, 2000
    • 1 reply
    • 1.3k views
    • 
    • Dawn Hafner
    • May 11, 2000

34. Safe Harbor Matching Contributions and ADP/ACP Testing

    By Guest jvajj, June 26, 2009
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • June 29, 2009

35. SPD's

    By Guest HRD, December 8, 2008
    • 6 replies
    • 1.3k views
    • 
    • Lori Friedman
    • December 9, 2008

36. waving participation

    By Chippy, September 23, 2021
    • 10 replies
    • 1.3k views
    • 
    • Belgarath
    • September 24, 2021

37. must it be 11g - ee incorrectly included

    By TPApril, May 9, 2023
    • 8 replies
    • 1.3k views
    • 
    • TPApril
    • May 15, 2023

38. Deductible Contribution?

    By austin3515, March 24, 2015
    • 7 replies
    • 1.3k views
    • 
    • Mike Preston
    • March 25, 2015

39. Termination of 401(k) holding annuities

    By sloble@crowleyfleck.com, March 11, 2006
    • 2 replies
    • 1.3k views
    • 
    • sloble@crowleyfleck.com
    • March 12, 2006

40. Short Plan Year?

    By Guest chris4013, December 23, 2003
    • 1 reply
    • 1.3k views
    • 
    • Belgarath
    • December 23, 2003

41. Contingent Benefit Rule - 401(k) Deferrals Limited Based on NQDC Deferrals

    By EBECatty, September 22, 2015
    • 0 replies
    • 1.3k views
    • 
    • EBECatty
    • September 22, 2015

42. Change in ownership

    By 52626, December 16, 2014
    • 3 replies
    • 1.3k views
    • 
    • Tom Poje
    • December 16, 2014

43. Beneficiary - J&S Plan

    By MR, June 26, 2001
    • 0 replies
    • 1.3k views
    • 
    • MR
    • June 26, 2001

44. Buying/Selling TPA

    By Guest kencarroll, August 28, 2006
    • 1 reply
    • 1.3k views
    • 
    • david rigby
    • August 28, 2006

45. SRO rules impact on Bank Trust Departments (from ABA Trust Letter)

    By fidu, July 24, 2002
    • 0 replies
    • 1.3k views
    • 
    • fidu
    • July 24, 2002

46. Permitted or "Unpermitted" Disparity

    By Guest philc, July 7, 2005
    • 2 replies
    • 1.3k views
    • 
    • Bird
    • July 7, 2005

47. Affiliated Service Group?

    By Jason Grant, March 23, 2021
    • 9 replies
    • 1.3k views
    • 
    • Luke Bailey
    • March 26, 2021

48. Prohibitive Transaction

    By Guest elang, March 17, 2014   

    • Loan
    • 7 replies
    • 1.3k views
    • 
    • Peter Gulia
    • March 18, 2014

49. New or Successor Plan II

    By Nate X, July 19, 2006
    • 3 replies
    • 1.3k views
    • 
    • Jean
    • July 20, 2006

50. 414(s) compensation and taxable dependent care benefits

    By Guest Yolanda, August 12, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • August 12, 2011