401(k) Plans

19,321 topics in this forum

1. Notice requirements when adding safe harbor 401(k) provisions to PSP

   By chris, February 23, 2002
   • 3 replies
   • 2.3k views
   • 
   • Tom Poje
   • November 7, 2002

2. Notice to employees on PS Funding

   By austin3515, April 6, 2005
   • 11 replies
   • 1.6k views
   • 
   • JanetM
   • April 7, 2005

3. Notice to Interested Parties

   By fiona1, January 28, 2010
   • 6 replies
   • 3.3k views
   • 
   • fiona1
   • January 29, 2010

4. Notice to Interested Parties

   By Archimage, December 6, 2001
   • 5 replies
   • 2.1k views
   • 
   • wmyer
   • February 19, 2002

5. Notice to Interested Parties

   By Guest JWB19, January 11, 2010
   • 6 replies
   • 1.6k views
   • 
   • Guest
   • January 19, 2010

6. Notice to Interested Parties - one notice for two plans sponsored by the same employer, permissible?

   By Guest Bud, June 22, 2005
   • 7 replies
   • 2k views
   • 
   • No Name
   • August 12, 2005

7. Notice to Participants about Roth Catch-up in 2024

   By austin3515, August 2, 2023
   • 5 replies
   • 632 views
   • 
   • RatherBeGolfing
   • August 3, 2023

8. Notice to participants for Missed Deferrals

   By Pammie57, June 1, 2016
   • 0 replies
   • 953 views
   • 
   • Pammie57
   • June 1, 2016

9. Notices defining "Employees Eligible to Defer" for Safe Harb

   By Guest Powers, March 26, 2001
   • 1 reply
   • 1.4k views
   • 
   • Guest
   • March 26, 2001

10. Notices sent to non-eligible employees

    By nicole_m, June 30, 2015
    • 3 replies
    • 1.1k views
    • 
    • GMK
    • June 30, 2015

11. Notification for Capping HCEs

    By khn, December 9, 2016
    • 6 replies
    • 1.6k views
    • 
    • austin3515
    • December 12, 2016

12. Notification for removing loan

    By emmetttrudy, May 25, 2011
    • 4 replies
    • 1.4k views
    • 
    • Belgarath
    • May 26, 2011

13. Notification of Stable Value Rate Change

    By khn, January 6, 2016
    • 0 replies
    • 756 views
    • 
    • khn
    • January 6, 2016

14. Notification rules for plan transfer

    By Guest sjloud, February 15, 1999
    • 1 reply
    • 1.5k views
    • 
    • Dave Baker
    • February 16, 1999

15. NQDC Distributions to 401(k)

    By Randy Watson, August 8, 2005
    • 6 replies
    • 2k views
    • 
    • Randy Watson
    • August 9, 2005

16. NRA = 65+5P and 100% Vesting

    By cheersmate, March 3, 2021
    • 2 replies
    • 1k views
    • 
    • cheersmate
    • March 10, 2021

17. NRA and Break in Service

    By ERISA guy, May 10, 2022
    • 7 replies
    • 985 views
    • 
    • G8Rs
    • May 11, 2022

18. NRA in new plan's document

    By doombuggy, November 10, 2014   

    • normal retirement age
    • 10 replies
    • 2.8k views
    • 
    • Peter Gulia
    • November 11, 2014

19. NRA rules for pension plans

    By jkharvey, December 3, 2007
    • 1 reply
    • 1.5k views
    • 
    • Jim Chad
    • December 3, 2007

20. NSCC Trading

    By Guest ell, May 18, 2004
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • May 18, 2004

21. NUA

    By Ian, September 24, 2025
    • 4 replies
    • 1.8k views
    • 
    • CuseFan
    • September 26, 2025

22. NUA

    By Dobber, February 8, 2021
    • 1 reply
    • 348 views
    • 
    • Luke Bailey
    • February 10, 2021

23. NUA - Employer Securities in a BEAR Market

    By Guest Richard Plant, September 11, 2001
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • September 11, 2001

24. NUA and lump sum distributions

    By Guest Learner, April 20, 2006
    • 13 replies
    • 7.8k views
    • 
    • Guest
    • August 29, 2006

25. NUA lost if plan to plan transfer? (or if partial transfer?)

    By Guest jbergstrom, May 30, 2007
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • May 31, 2007

26. NY Mandated Retirement Plan

    By metsfan026, March 31, 2022
    • 3 replies
    • 767 views
    • 
    • CuseFan
    • March 31, 2022

27. NYS Healthcare Workforce Bonus and effect on 401(k) compensatiom

    By boccfam, August 24, 2022
    • 1 reply
    • 594 views
    • 
    • VincentBocchinfuso CPC
    • October 13, 2022

28. Obligation to vet rollover recipient

    By austin3515, August 11, 2015
    • 8 replies
    • 1.3k views
    • 
    • Peter Gulia
    • August 12, 2015

29. Obligations of Financial Groups to Employees Information/Training upda

    By Guest valvobill, January 13, 2001
    • 9 replies
    • 1.9k views
    • 
    • Guest
    • February 4, 2001

30. obvious controlled group?

    By gregburst, September 27, 2012
    • 5 replies
    • 974 views
    • 
    • Mike Preston
    • September 28, 2012

31. OCPP

    By ERISA1, July 24, 2008
    • 11 replies
    • 2.4k views
    • 
    • Mike Preston
    • July 25, 2008

32. Odd Issue

    By Guest elang, February 18, 2010
    • 6 replies
    • 1.2k views
    • 
    • david rigby
    • February 19, 2010

33. odd match formula failing BRF?

    By AlbanyConsultant, August 25, 2015
    • 6 replies
    • 1.6k views
    • 
    • Tom Poje
    • September 9, 2015

34. Odd Plan Year Entry Dates

    By Tinman, August 18, 2010
    • 6 replies
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • August 19, 2010

35. Odd separation from employment question

    By Guest mfocke, November 18, 2005
    • 6 replies
    • 3.2k views
    • 
    • Guest
    • November 29, 2005

36. Oddball plan/fiscal year situation

    By Belgarath, November 15, 2021
    • 2 replies
    • 420 views
    • 
    • Belgarath
    • November 16, 2021

37. Off calendar - compensation to use

    By Pammie57, October 20, 2015
    • 2 replies
    • 905 views
    • 
    • Tom Poje
    • October 21, 2015

38. Off Calendar ADP Failure / 402g limit for rest of yea

    By Guest JPitcl, October 29, 2007
    • 4 replies
    • 2.6k views
    • 
    • dmwe
    • November 21, 2007

39. Off Calendar Catch Up Question

    By Gilmore, October 19, 2021
    • 4 replies
    • 489 views
    • 
    • Gilmore
    • October 20, 2021

40. Off Calendar Catch-up Question?

    By Guest KD40, September 21, 2004
    • 1 reply
    • 1.1k views
    • 
    • FundeK
    • September 30, 2004

41. Off Calendar Catch-Ups - SOLUTION!

    By austin3515, June 6, 2008
    • 4 replies
    • 1.7k views
    • 
    • austin3515
    • June 16, 2008

42. Off calendar catchup

    By Guest tommunson, September 10, 2005
    • 4 replies
    • 1.4k views
    • 
    • Mike Preston
    • September 13, 2005

43. Off Calendar Limits

    By Jay3, August 10, 2009
    • 1 reply
    • 965 views
    • 
    • Tom Poje
    • August 11, 2009

44. Off Calendar Plan Year

    By MBCarey, October 14, 2004
    • 3 replies
    • 1.8k views
    • 
    • jquazza
    • October 15, 2004

45. Off calendar plan year (6/30 year end) - catch-up reclass

    By MGOAdmin, January 15, 2025   

    • cathup
    • reclass
    • 4 replies
    • 1.1k views
    • 
    • MGOAdmin
    • February 5, 2025

46. OFF Calendar Plan Year and 402g Limits

    By Pammie57, October 19, 2021
    • 6 replies
    • 1.9k views
    • 
    • BG5150
    • October 20, 2021

47. Off Calendar Plans

    By justatester, January 28, 2013   

    • Calendar vs Plan Year
    • 8 replies
    • 3.7k views
    • 
    • ETA Consulting LLC
    • January 29, 2013

48. Off Calendar Plans and Roth Catchup 2.0 Requirement

    By justatester, July 21, 2023
    • 3 replies
    • 702 views
    • 
    • Gilmore
    • July 24, 2023

49. Off Calendar PY - ADP catchup with no deferrals?

    By Gilmore, June 18, 2020
    • 2 replies
    • 512 views
    • 
    • Gilmore
    • June 19, 2020

50. Off Calendar PY - Catchup and ADP Refunds

    By Gilmore, June 10, 2020
    • 9 replies
    • 1.8k views
    • 
    • Gilmore
    • June 15, 2020