401(k) Plans

19,275 topics in this forum

1. Plan Audit on a 401(k) Plan that drops below 80 participants

   By Guest KellyMusico, January 9, 2004
   • 2 replies
   • 1.3k views
   • 
   • WDIK
   • January 9, 2004

2. Plan Audited - Missing Signed Final 401k Reg Amend

   By CLE401kGuy, December 19, 2011
   • 2 replies
   • 1.1k views
   • 
   • Bird
   • December 19, 2011

3. plan audits

   By Guest CAM223, March 10, 2005
   • 25 replies
   • 4.6k views
   • 
   • Kirk Maldonado
   • March 21, 2005

4. Plan Audits (for large plans- 5500 Sch. H)

   By Guest rachd, October 17, 2002
   • 5 replies
   • 1.7k views
   • 
   • austin3515
   • October 18, 2002

5. Plan Changing - but details lacking

   By Guest papillon, November 29, 2007
   • 2 replies
   • 1.1k views
   • 
   • BG5150
   • December 3, 2007

6. plan compensation

   By mehmgo, January 15, 2013
   • 6 replies
   • 2.9k views
   • 
   • Kevin C
   • January 18, 2013

7. Plan Compensation

   By Guest dwall, December 15, 2005
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • December 15, 2005

8. Plan Compensation and HSA premiums

   By Dougsbpc, January 29, 2013
   • 9 replies
   • 6.7k views
   • 
   • QDROphile
   • January 31, 2013

9. Plan compensation defined per A.A.

   By Lori H, September 18, 2013
   • 8 replies
   • 2.8k views
   • 
   • rcline46
   • September 19, 2013

10. Plan Compensation definition and HSA

    By pmacduff, June 13, 2013
    • 11 replies
    • 8.8k views
    • 
    • pmacduff
    • June 14, 2013

11. Plan configuration question - is this a master trust?

    By letsgoisles89, August 20, 2024
    • 1 reply
    • 374 views
    • 
    • Gina Alsdorf
    • August 21, 2024

12. plan consolidation

    By thepensionmaven, January 3, 2017
    • 1 reply
    • 815 views
    • 
    • ETA Consulting LLC
    • January 3, 2017

13. Plan continuation?

    By Guest Moira, June 7, 2006
    • 6 replies
    • 1.7k views
    • 
    • Guest
    • June 14, 2006

14. Plan contribution when there is no compensation.

    By Tom, April 3, 2024
    • 2 replies
    • 907 views
    • 
    • Bill Presson
    • April 3, 2024

15. Plan contributions

    By Gary, June 4, 2010
    • 5 replies
    • 1.3k views
    • 
    • austin3515
    • June 5, 2010

16. Plan Conversion - Stable Value Fund Locked

    By Guest mfitzgerald, November 17, 2008
    • 2 replies
    • 1.5k views
    • 
    • Disco Stu
    • November 18, 2008

17. Plan Conversion from MP to PS to 401(k) SH

    By buckaroo, December 15, 2004
    • 2 replies
    • 1.3k views
    • 
    • chris
    • December 16, 2004

18. Plan coverage change during testing year

    By Guest jae3207, December 20, 2005
    • 0 replies
    • 1k views
    • 
    • Guest
    • December 20, 2005

19. Plan coverage change during testing year

    By Guest jae3207, December 20, 2005
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • December 20, 2005

20. Plan covers only HCE's - Safe Harbor Notice Required?

    By Guest SarahB, September 4, 2009
    • 6 replies
    • 1.7k views
    • 
    • K2retire
    • September 8, 2009

21. Plan Data Survey

    By Guest jhilliard, January 14, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • January 14, 2004

22. Plan Deferral Limit ?

    By pholosofizer, December 1, 2014
    • 4 replies
    • 955 views
    • 
    • Bird
    • December 1, 2014

23. Plan Deferral Limit when Flat dollar exceed pay

    By mattmc82, June 5, 2020
    • 2 replies
    • 673 views
    • 
    • Bird
    • June 5, 2020

24. Plan Design

    By Guest naveen, September 8, 2008
    • 6 replies
    • 1.2k views
    • 
    • GBurns
    • September 9, 2008

25. Plan Design

    By Guest WCHB, September 8, 2011
    • 5 replies
    • 1.3k views
    • 
    • Leopurrd
    • September 8, 2011

26. Plan design - allowing a changing to a distribution option by a beneficiary

    By Guest who me?, May 27, 2005
    • 1 reply
    • 1.1k views
    • 
    • Belgarath
    • May 27, 2005

27. Plan Design - Exclude HCEs

    By Gilmore, December 30, 2015
    • 5 replies
    • 1.1k views
    • 
    • K2retire
    • December 31, 2015

28. Plan Design - owner w/low pay wants higher contributions

    By chuTzPA, May 8, 2019
    • 3 replies
    • 517 views
    • 
    • shERPA
    • May 8, 2019

29. Plan Design - Owners Creating New Plan for Staff

    By Guest Pippy, October 18, 2013   

    • Aggregated Testing
    • Plan Design
    • (and 1 more)

      Tagged with:

      • Aggregated Testing
      • Plan Design
      • Top Heavy
    • 5 replies
    • 1.6k views
    • 
    • buckaroo
    • October 18, 2013

30. Plan Design - Using Staffing Company

    By PFranckowiak, September 16, 2019
    • 3 replies
    • 2.3k views
    • 
    • Larry Starr
    • September 16, 2019

31. plan design after EGTRRA for very small employer

    By Guest deathbycashcall, November 8, 2001
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • November 8, 2001

32. Plan design error

    By rlb64, September 28, 2005
    • 11 replies
    • 2.1k views
    • 
    • mbozek
    • September 30, 2005

33. Plan design for hotel chain. Control group issues.

    By Guest tlrhodes, May 13, 1999
    • 4 replies
    • 1.7k views
    • 
    • Guest
    • May 20, 1999

34. plan design help

    By wsp, September 26, 2005
    • 7 replies
    • 1.5k views
    • 
    • jquazza
    • September 28, 2005

35. Plan design question

    By SteveH, August 17, 2006
    • 6 replies
    • 1.5k views
    • 
    • QDROphile
    • August 18, 2006

36. Plan Design Question

    By Spencer, October 19, 2010
    • 6 replies
    • 1.1k views
    • 
    • BG5150
    • October 21, 2010

37. Plan design question: Limited HCE eligibility

    By Santo Gold, December 4, 2018
    • 4 replies
    • 530 views
    • 
    • Larry Starr
    • December 5, 2018

38. Plan Disqualification - Investment Elections Not Following Participant Election

    By 401kAllTheWay, August 2, 2023
    • 11 replies
    • 1.3k views
    • 
    • Bird
    • August 4, 2023

39. Plan Disqualification due to 70 1/2 Distr

    By Guest dstran, December 3, 2007
    • 4 replies
    • 1.2k views
    • 
    • david rigby
    • December 5, 2007

40. Plan distribution after deemed distribution of defaulted loan

    By 7806akp, May 18, 2011
    • 4 replies
    • 4.4k views
    • 
    • 7806akp
    • May 18, 2011

41. Plan distribution fees and hardship withdrawals

    By blue, June 14, 2007
    • 1 reply
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • June 14, 2007

42. Plan Distributions

    By Guest KevinP, February 15, 2002
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • March 5, 2002

43. Plan doc allows for provisions, but no service provider offers it

    By 401kay, August 24, 2022
    • 7 replies
    • 1.1k views
    • 
    • MWeddell
    • August 29, 2022

44. Plan Document - updated for TRA'86

    By Guest AP, March 7, 1999
    • 1 reply
    • 2k views
    • 
    • Ervin Barham
    • March 8, 1999

45. Plan Document Excludes Key - Plan Fails

    By Vlad401k, March 13, 2015
    • 7 replies
    • 1.3k views
    • 
    • Kevin C
    • March 16, 2015

46. Plan Document limits deferrals to 50% of compensation

    By Pammie57, August 25, 2015
    • 3 replies
    • 1.3k views
    • 
    • BG5150
    • August 25, 2015

47. Plan document matter

    By Gary, December 3, 2010
    • 3 replies
    • 1.3k views
    • 
    • DMcGovern
    • December 7, 2010

48. plan document missing-VCP issue

    By cpc0506, February 26, 2019
    • 10 replies
    • 2.3k views
    • 
    • Luke Bailey
    • February 27, 2019

49. Plan Document Providers

    By Stevo-PDX, June 15, 2012
    • 3 replies
    • 1.2k views
    • 
    • SheilaD
    • June 15, 2012

50. Plan Document Question

    By khn, March 3, 2021
    • 19 replies
    • 2.6k views
    • 
    • Elizabeth G
    • March 5, 2021