401(k) Plans

19,321 topics in this forum

1. Operational Failure (In-Service Distributions) - Best Way to Fix/

   By Guest lizannc, March 7, 2013   

   • Operational Failure
   • 2 replies
   • 1.2k views
   • 
   • masteff
   • March 7, 2013

2. Adding DB to 401(K)

   By pbarrett, July 30, 2003
   • 5 replies
   • 1.2k views
   • 
   • david rigby
   • August 28, 2003

3. Employer/Employee/Affiliated Service Group?

   By imchipbrown, March 11, 2012
   • 5 replies
   • 1.2k views
   • 
   • ETA Consulting LLC
   • March 12, 2012

4. Control Group?

   By 401king, September 4, 2009
   • 3 replies
   • 1.2k views
   • 
   • R. Butler
   • September 4, 2009

5. Timing of Transactions in under a 401(k) Plan

   By NYERPA, July 31, 2015   

   • 401(k)
   • trade
   • (and 2 more)

     Tagged with:

     • 401(k)
     • trade
     • investment
     • timing
   • 2 replies
   • 1.2k views
   • 
   • 401king
   • July 31, 2015

6. Formula Wording in Document

   By Guest amm19, June 24, 2003
   • 3 replies
   • 1.2k views
   • 
   • Guest
   • June 26, 2003

7. 401(k) Automatic Deferral

   By Tom, March 7, 2025
   • 3 replies
   • 1.2k views
   • 
   • Planit 401k
   • March 13, 2025

8. Prohited Transaction through Common Ownership

   By austin3515, August 20, 2013
   • 10 replies
   • 1.2k views
   • 
   • Peter Gulia
   • August 21, 2013

9. Permissive Aggregation - merger of CG member

   By MLML, April 23, 2014
   • 1 reply
   • 1.2k views
   • 
   • MWeddell
   • April 23, 2014

10. Top Heavy 5-year rule

    By Guest KevinP, February 18, 2004
    • 1 reply
    • 1.2k views
    • 
    • Mike Preston
    • February 18, 2004

11. Target Date Fund Disclosures for 404a5

    By austin3515, August 20, 2012
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • August 23, 2012

12. Midyear amendment to SH plan... 30 days required?

    By AlbanyConsultant, December 8, 2016
    • 1 reply
    • 1.2k views
    • 
    • ETA Consulting LLC
    • December 8, 2016

13. anticutback

    By Guest britneyspears, July 21, 2005
    • 1 reply
    • 1.2k views
    • 
    • david rigby
    • July 21, 2005

14. Owner post retirement age loan and withdrawal

    By RayJJohnsonJr, August 4, 2015
    • 10 replies
    • 1.2k views
    • 
    • RayJJohnsonJr
    • August 5, 2015

15. Discrimination question

    By Guest EricR, February 12, 2004
    • 3 replies
    • 1.2k views
    • 
    • Guest
    • February 12, 2004

16. 12b-1 fees paid after a plan liquidation

    By With Appreciation...., November 5, 2018
    • 3 replies
    • 1.2k views
    • 
    • With Appreciation....
    • November 6, 2018

17. Safe-Harbor Plan - Employee Transition from Full-Time to Part Time

    By TN CPA, January 30, 2020
    • 2 replies
    • 1.2k views
    • 
    • Bill Presson
    • January 30, 2020

18. ADP/ACP question

    By fiona1, December 18, 2006
    • 2 replies
    • 1.2k views
    • 
    • fiona1
    • December 19, 2006

19. Prohibited Transaction?

    By Guest h_nowicki, July 13, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 13, 2004

20. Defaulted wrong loan amount

    By Guest jvandyke, April 25, 2005
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • April 25, 2005

21. Hardship distributions and definition of child

    By 30Rock, August 21, 2023
    • 2 replies
    • 1.2k views
    • 
    • 30Rock
    • August 21, 2023

22. Need reality check - mulitple matching schedules allowed if testing passed?

    By ERISAatty, April 20, 2009
    • 1 reply
    • 1.2k views
    • 
    • ERISAatty
    • April 20, 2009

23. Board resolution used to limit deferral percentage and define catch-up contributions

    By baileybear, August 1, 2019
    • 7 replies
    • 1.2k views
    • 
    • Luke Bailey
    • August 2, 2019

24. SH Plan Termination

    By justatester, September 2, 2021
    • 5 replies
    • 1.2k views
    • 
    • CuseFan
    • September 2, 2021

25. New post, much clearer!Catch-up Contribution

    By Jilliandiz, April 8, 2005
    • 2 replies
    • 1.2k views
    • 
    • david rigby
    • April 8, 2005

26. Key Confusion

    By Guest pensionproblems, February 23, 2012
    • 3 replies
    • 1.2k views
    • 
    • Bill Presson
    • February 23, 2012

27. Change in 401K plans

    By Guest HRISGal, November 15, 2006
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • November 16, 2006

28. Controlled group and safe harbor

    By JPIngold, August 2, 2018
    • 2 replies
    • 1.2k views
    • 
    • JPIngold
    • August 6, 2018

29. HCE Transfer

    By rlb64, October 14, 2005
    • 0 replies
    • 1.2k views
    • 
    • rlb64
    • October 14, 2005

30. Plan Effective date < Corporate Date if Incorporation

    By rblum50, July 30, 2010
    • 5 replies
    • 1.2k views
    • 
    • PensionPro
    • August 2, 2010

31. Way too long for Withdrawal Check?

    By Guest planadmin101, December 17, 2001
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 17, 2001

32. 4-Tier Integrated PS Calc

    By Puffinator, June 16, 2022
    • 6 replies
    • 1.2k views
    • 
    • Gary Lesser
    • November 20, 2022

33. Affiliated Service Group/Controlled Group

    By Randy Watson, February 23, 2010
    • 2 replies
    • 1.2k views
    • 
    • justatester
    • February 24, 2010

34. Excluding Part-Time Employees

    By Guest mbaca, October 31, 2006
    • 1 reply
    • 1.2k views
    • 
    • Peanut Butter Man
    • October 31, 2006

35. Good article on FAB 2014-01

    By austin3515, August 21, 2014
    • 6 replies
    • 1.2k views
    • 
    • austin3515
    • August 21, 2014

36. Relevant Compensation for suspended Safe Harbor Match

    By Young Curmudgeon, September 14, 2010
    • 4 replies
    • 1.2k views
    • 
    • austin3515
    • September 15, 2010

37. Conversion Blackout Ends Sooner - New Notice Required?

    By Guest JimJ, October 13, 2004
    • 1 reply
    • 1.2k views
    • 
    • E as in ERISA
    • October 13, 2004

38. "Non-compensated" Service

    By Guest dick@fbanet.com, November 15, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • November 15, 2002

39. Roth

    By goldtpa, February 15, 2013
    • 6 replies
    • 1.2k views
    • 
    • Guest
    • March 22, 2013

40. Prior Year testing and change in testing definition of compensation

    By Richard Anderson, May 14, 2004
    • 2 replies
    • 1.2k views
    • 
    • Richard Anderson
    • May 21, 2004

41. Form 5310

    By Guest benefitsanalyst, September 22, 2008
    • 1 reply
    • 1.2k views
    • 
    • J Simmons
    • September 22, 2008

42. Time Deadline for Annual Valuation & Annual Participant Stmts

    By Guest Dash02, March 12, 2007
    • 1 reply
    • 1.2k views
    • 
    • Belgarath
    • March 12, 2007

43. Successor Plan Issue

    By Guest matt2800, April 16, 2008
    • 1 reply
    • 1.2k views
    • 
    • JanetM
    • April 16, 2008

44. Forfeitures to reduct Employer Contribution

    By Guest ebailey, May 14, 2009
    • 1 reply
    • 1.2k views
    • 
    • JanetM
    • May 16, 2009

45. Rollover from 401K to ROTH IRA

    By Alex Daisy, September 11, 2009
    • 4 replies
    • 1.2k views
    • 
    • R. Butler
    • September 11, 2009

46. 401k loans?

    By Guest fyaym2000, August 11, 2004
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • August 12, 2004

47. Maximum Deductible Contribution vs. 415 Annual Limit

    By Guest Kansas, January 8, 2010
    • 1 reply
    • 1.2k views
    • 
    • WDIK
    • January 8, 2010

48. ownership percentages

    By Guest dstran, March 21, 2006
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 21, 2006

49. mandatory withholding

    By Guest JohnSB, May 16, 2006
    • 1 reply
    • 1.2k views
    • 
    • E as in ERISA
    • May 16, 2006

50. Top Heavy questions

    By Guest judyw, July 22, 2004
    • 4 replies
    • 1.2k views
    • 
    • jquazza
    • July 23, 2004